TF
Tony Francis
STRATEGIC ADVISERS
DENVER, CO
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CRD#: 7988142
TF
Tony FrancisSTRATEGIC ADVISERS
Professional summary
Tony Francis, who also goes by Antony Francis, Anthony Joe Francis, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Denver, Colorado and J.P. MORGAN SECURITIES LLC located in Denver, Colorado.
Tony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Tony has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Aliases
Antony Francis | Anthony Joe Francis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Tony Francis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 101 University Blvd Suite 100 And 300, Denver, CO 80206-4631RIA
CRD#: 104555
DENVER, CO
Current
July 22, 2026 - Present
J.P. MORGAN SECURITIES LLC
Office #1: 2696 S. Colorado Blvd., Denver, CO 80222RIA
BD
CRD#: 79
DENVER, CO
Current
November 5, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 101 University Blvd Suite 100 220 And 300, Denver, CO, 80206-4631BD
CRD#: 7784
DENVER, CO
Current
July 22, 2026 - Present
J.P. MORGAN SECURITIES LLC
Office #1: 2696 S. Colorado Blvd., Denver, CO 80222RIA
BD
CRD#: 79
DENVER, CO
Past
December 10, 2024 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/10/2025)
RR
Arizona(12/4/2024)
RR
California(12/4/2024)
RR
Colorado(11/5/2024)
IAR
Colorado(3/31/2025)
RR
Connecticut(12/4/2024)
RR
Florida(12/4/2024)
RR
Georgia(12/4/2024)
RR
Hawaii(4/10/2025)
RR
Illinois(12/4/2024)
RR
Indiana(12/4/2024)
RR
Kansas(4/10/2025)
RR
Maryland(12/4/2024)
RR
Massachusetts(12/4/2024)
RR
Michigan(12/4/2024)
RR
Minnesota(12/4/2024)
RR
Missouri(12/4/2024)
RR
Nebraska(4/10/2025)
RR
Nevada(4/10/2025)
RR
New Jersey(12/4/2024)
RR
New Mexico(4/10/2025)
RR
New York(12/4/2024)
RR
North Carolina(12/4/2024)
RR
Ohio(12/4/2024)
RR
Oklahoma(4/10/2025)
RR
Oregon(4/10/2025)
RR
Pennsylvania(12/4/2024)
RR
South Carolina(4/10/2025)
RR
Tennessee(1/7/2026)
RR
Texas(12/4/2024)
IAR
Texas(3/31/2025)
RR
Utah(4/10/2025)
RR
Virginia(12/4/2024)
RR
Washington(12/4/2024)
RR
Wisconsin(12/4/2024)
RR
Wyoming(4/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/5/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange
SRO Registrations
RR
Texas Stock Exchange LLC
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Loading...
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
