Sean Morgan

SPELTS WEALTH MANAGEMENT

CHICO, CA 95928

CRD#: 7986184

Some features on this profile are disabled

Professional summary

Sean Morgan is a registered financial advisor currently at SPELTS WEALTH MANAGEMENT, INC. located in Chico, California.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Sean has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Morgan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2025 - Present

SPELTS WEALTH MANAGEMENT, INC.

Office #1: 901 Bruce Road Suite 160, Chico, CA 95928

RIA

CRD#: 338961

CHICO, CA

Past

September 25, 2024 - January 16, 2026

SPELTS WEALTH MANAGEMENT, INC

RIA

CRD#: 158321

CHICO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/4/2025)

IAR

Idaho
(3/17/2026)

IAR

Nebraska
(3/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/14/2024

Uniform Investment Adviser Law Examination

Current Firm

SPELTS WEALTH MANAGEMENT, INC.

CRD#: 338961 / SEC#:

California

Registered Investment Advisory firm - (11/4/2025 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

901 Bruce Road Suite 160, Chico, CA 95928

Mailing Address

Phone number

(530) 891-0717

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	543
AUM (Assets Under Management)	$ 91,733,721

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Anthony Venturi

COLE WEALTH MANAGEMENT, LLC

SCOTTSDALE, AZ

Ashley Arsena

CLEVELAND WEALTH, LLC

IAR

CLEVELAND, OH

Harshavardhan Pakhal

BOFA SECURITIES, INC.

NEW YORK, NY

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sean Morgan

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Morgan's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPELTS WEALTH MANAGEMENT, INC.

SPELTS WEALTH MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/14/2024

Current Firm

SPELTS WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SPELTS WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors