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YR

Yifan Rong

PICTET OVERSEAS
Montreal, Qc, H3B 4W5
Some features on this profile are disabled
CRD#: 7984529
YR

Professional summary

Yifan Rong, who also goes by Eva Rong, is a registered financial professional currently at PICTET OVERSEAS INC. .

Yifan is registered as a RR (Registered Representative) and started their career in finance in 2024. Yifan has worked at 1 firm and has passed the Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Eva Rong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Yifan Rong's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 2, 2024 - Present

PICTET OVERSEAS INC.

Office #1: 1000 De La Gauchetiere West Suite 3100, Montreal, Qc, H3B 4W5
BD
CRD#: 36500
Montreal, Qc,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 9/24/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/14/2024
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/31/2024
General Securities Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

PO
PICTET OVERSEAS INC.
PICTET OVERSEAS INC.

CRD#: 36500 / SEC#: , 8-47285

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
1000 De La Gauchetiere West Suite 3100, Montreal, Qc, H3B 4W5
Mailing Address
1000 De La Gauchetiere West Suite 3100, Montreal, Qc, H3B 4W5
Phone number
(514) 288-8161
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SOPAFIN SADIRECT OWNER
BAHADOOR, NITISH RAJ NMNPRINCIPAL OPERATIONS OFFICER7779149
GIRARD, CELINECHIEF COMPLIANCE OFFICER6324683
HAMID, ERIC JEAN-PAULCHIEF EXECUTIVE OFFICER (AMERICAS) & DIRECTOR5301753
LA SALA, GASPARE NMNDIRECTOR7275103
PETIT, GRÉGORY ANDRÉ ROGERDIRECTOR7275081
RUST, LAURENT MARCCHIEF FINANCIAL OFFICER, CHIEF OF STAFF, PRINCIPAL FINANCIAL OFFICER, CORPORATE SECRETARY, FIN-OP7854583

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PICTET OVERSEAS INC.

CRD#: 36500Montreal, Qc, H3B 4W5

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