Samuel J. Glubka

TRADEMARK FINANCIAL MANAGEMENT

Bloomington, MN 55439

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CRD#: 7984119

Professional summary

Samuel Joseph Glubka, who also goes by Samuel Glubka, is a registered financial advisor currently at TRADEMARK FINANCIAL MANAGEMENT, LLC located in Bloomington, Minnesota.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Samuel has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Samuel Glubka

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Joseph Glubka's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2025 - Present

TRADEMARK FINANCIAL MANAGEMENT, LLC

Office #1: 7825 Washington Ave South 410, Bloomington, MN 55439

RIA

CRD#: 116543

Bloomington, MN

Past

December 16, 2024 - January 23, 2025

CARLSON CAPITAL MANAGEMENT, LLC

RIA

CRD#: 281544

Bloomington, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRADEMARK FINANCIAL MANAGEMENT, LLC

BRIGHTPOINT PLANNING | TRADEMARK FINANCIAL MANAGEMENT, LLC

CRD#: 116543 / SEC#: 801-80925

RIA

Registered Investment Advisory firm - (2/6/2015 Approved)

Arizona

Registered Investment Advisory firm - (2/24/2015 Terminated)

California

Registered Investment Advisory firm - (3/25/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (2/24/2015 Terminated)

Texas

Registered Investment Advisory firm - (2/24/2015 Terminated)

Washington

Registered Investment Advisory firm - (2/24/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/4/2025)

IAR

Minnesota
(11/4/2025)

IAR

Oregon
(11/4/2025)

IAR

Texas
(11/4/2025)

IAR

Utah
(11/4/2025)

IAR

Washington
(11/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/2024

Uniform Investment Adviser Law Examination

Current Firm

TRADEMARK FINANCIAL MANAGEMENT, LLC

BRIGHTPOINT PLANNING | TRADEMARK FINANCIAL MANAGEMENT, LLC

CRD#: 116543 / SEC#: 801-80925

RIA

Registered Investment Advisory firm - (2/6/2015 Approved)

Arizona

Registered Investment Advisory firm - (2/24/2015 Terminated)

California

Registered Investment Advisory firm - (3/25/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (2/24/2015 Terminated)

Texas

Registered Investment Advisory firm - (2/24/2015 Terminated)

Washington

Registered Investment Advisory firm - (2/24/2015 Terminated)

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Contact information

Main Address

7825 Washington Ave South 410, Bloomington, MN 55439

Mailing Address

Phone number

(952) 358-3395

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 031924 (8/27/2025)

Regulatory assets under management

Total Number of Accounts	886
AUM (Assets Under Management)	$ 246,311,890

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel J. Glubka

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Joseph Glubka's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRADEMARK FINANCIAL MANAGEMENT, LLC

CARLSON CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

TRADEMARK FINANCIAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/2024

Current Firm

TRADEMARK FINANCIAL MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRADEMARK FINANCIAL MANAGEMENT, LLC

TRUST BUT VERIFY

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