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CB

Cole H. Brockhoff

CHIMERA SECURITIES
New York, NY 10003
Some features on this profile are disabled
CRD#: 7984034
CB

Professional summary

Cole Henry Brockhoff, who also goes by Cole Henry Brockhoff, is a registered financial professional currently at CHIMERA SECURITIES, LLC located in New York, New York.

Cole is registered as a RR (Registered Representative) and started their career in finance in 2024. Cole has worked at 9 firms and has passed the Series 66, Series 57TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Cole Henry Brockhoff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cole Henry Brockhoff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 1, 2026 - Present

CHIMERA SECURITIES, LLC

Office #1: 27 Union Square West 4th Floor, New York, NY 10003
BD
CRD#: 147566
New York, NY
Past

July 9, 2025 - August 1, 2025

CADARET, GRANT & CO., INC.

RIA
CRD#: 10641
San Diego, CA
Past

November 22, 2024 - August 1, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

BD
CRD#: 39262
PASADENA, CA
Past

November 20, 2024 - August 1, 2025

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
SAN DIEGO, CA
Past

November 19, 2024 - August 1, 2025

SORRENTO PACIFIC FINANCIAL, LLC

BD
CRD#: 127787
SAN DIEGO, CA
Past

November 19, 2024 - August 1, 2025

SCF SECURITIES, INC.

BD
CRD#: 47275
SAN DIEGO, CA
Past

November 19, 2024 - August 1, 2025

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
HOUSTON, TX
Past

November 19, 2024 - August 1, 2025

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
ROCKVILLE, MD
Past

November 19, 2024 - August 1, 2025

CADARET, GRANT & CO., INC.

BD
CRD#: 10641
SYRACUSE, NY
Past

October 1, 2024 - October 30, 2024

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
WOODLAND HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/8/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 12/30/2025
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/30/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/8/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CHIMERA SECURITIES, LLC
CHIMERA SECURITIES, LLC

CRD#: 147566 / SEC#: , 8-67915

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
27 Union Square West 4th Floor, New York, NY 10003
Mailing Address
27 Union Square West 4th Floor, New York, NY 10003
Phone number
(646) 597-6100
Established
Delaware since 05/30/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CHIMCAP HOLDINGS LLCMEMBER
GERSTENBLATT, JARED SCOTTMANAGING PARTNER3080361
GRIMALDI, CHRISTOPHER JAYSONCCO / MANAGING PARTNER2676681
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHIMERA SECURITIES, LLC

CRD#: 147566New York, NY 10003

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