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AP

Anthony D. Pantoja

OCEAN FINANCIAL ADVISORS
MIAMI, FL 33126
Some features on this profile are disabled
CRD#: 7983760
AP
Anthony De Jesus PantojaOCEAN FINANCIAL ADVISORS

Professional summary

Anthony De Jesus Pantoja is a registered financial advisor currently at OCEAN FINANCIAL ADVISORS LLC located in Miami, Florida and OCEAN FINANCIAL SERVICES, LLC located in Miami, Florida.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Anthony has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony De Jesus Pantoja's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 18, 2026 - Present

OCEAN FINANCIAL ADVISORS LLC

Office #1: 780 Nw 42nd Avenue Suite 500, Miami, FL 33126
RIA
CRD#: 291950
MIAMI, FL
Current

April 5, 2025 - Present

OCEAN FINANCIAL SERVICES, LLC

Office #1: 1000 Brickell Avenue, Miami, FL 33131
BD
CRD#: 164289
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(4/8/2026)
RR
Florida
(4/5/2025)
IAR
Florida
(6/18/2026)
RR
Texas
(4/8/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/28/2026
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/5/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/9/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

OF
OCEAN FINANCIAL ADVISORS LLC
OCEAN FINANCIAL ADVISORS LLC

CRD#: 291950 / SEC#:

Florida
Registered Investment Advisory firm - (11/20/2018 Approved)
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Contact information

Main Address
780 Nw 42nd Avenue Suite 500, Miami, FL 33126
Mailing Address
Phone number
(305) 461-6940
Established
Firm type
Fiscal year end
# of Employees
10

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts5
AUM (Assets Under Management)$ 4,032,760

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OCEAN FINANCIAL ADVISORS LLC

CRD#: 291950Miami, FL 33126

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