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DW

David B. Weinstein

DANA INVESTMENT ADVISORS
Waukesha, WI 53186-0904
Some features on this profile are disabled
CRD#: 7982018
DW

Professional summary

David Brandt Weinstein, who also goes by David B Weinstein, is a registered financial advisor currently at DANA INVESTMENT ADVISORS INC located in Waukesha, Wisconsin.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. David has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

David B Weinstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brandt Weinstein's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 30, 2024 - Present

DANA INVESTMENT ADVISORS INC

Office #1: 20700 Swenson Drive, Suite 400, Waukesha, WI 53186-0904
RIA
CRD#: 105879
Waukesha, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DI
DANA INVESTMENT ADVISORS INC
DANA INVESTMENT ADVISORS INC

CRD#: 105879 / SEC#: 801-14828

RIA
Registered Investment Advisory firm - (9/21/1979 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(9/30/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/4/2024
Uniform Investment Adviser Law Examination

Current Firm

DI
DANA INVESTMENT ADVISORS INC
DANA INVESTMENT ADVISORS INC

CRD#: 105879 / SEC#: 801-14828

RIA
Registered Investment Advisory firm - (9/21/1979 Approved)
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Contact information

Main Address
20700 Swenson Drive, Suite 400, Waukesha, WI 53186-0904
Mailing Address
P.o. Box 1067, Brookfield, WI 53008-1067
Phone number
(262) 782-3631
Established
Firm type
Fiscal year end
# of Employees
62

SEC notice filing (52 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts3,699
AUM (Assets Under Management)$ 5,757,433,150

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DANA INVESTMENT ADVISORS INC

CRD#: 105879Waukesha, WI 53186-0904

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