MC
Mia Y. Castle
FORESIDE FINANCIAL SERVICES
CHICAGO, IL 60606
CRD#: 7981213
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MC
Mia Yapan Zhang CastleFORESIDE FINANCIAL SERVICES
Professional summary
Mia Yapan Zhang Castle, who also goes by Mia Castle, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Chicago, Illinois.
Mia is registered as a RR (Registered Representative) and started their career in finance in 2025. Mia has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Aliases
Mia Castle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Mia Yapan Zhang Castle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2026 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 10 South Wacker Drive, Suite 3100, Chicago, IL 60606BD
CRD#: 148477
CHICAGO, IL
Past
February 21, 2025 - April 6, 2026
PRINCIPAL FUNDS DISTRIBUTOR, INC.
BD
CRD#: 43261
Chicago, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/6/2026)
RR
Alaska(5/6/2026)
RR
Arizona(5/6/2026)
RR
Arkansas(5/6/2026)
RR
California(5/6/2026)
RR
Colorado(5/6/2026)
RR
Connecticut(5/6/2026)
RR
Delaware(5/6/2026)
RR
District of Columbia(5/6/2026)
RR
Florida(5/6/2026)
RR
Georgia(5/6/2026)
RR
Hawaii(5/6/2026)
RR
Idaho(5/6/2026)
RR
Illinois(5/6/2026)
RR
Indiana(5/6/2026)
RR
Iowa(5/6/2026)
RR
Kansas(5/6/2026)
RR
Kentucky(5/6/2026)
RR
Louisiana(5/6/2026)
RR
Maine(5/6/2026)
RR
Maryland(5/6/2026)
RR
Massachusetts(5/6/2026)
RR
Michigan(5/6/2026)
RR
Minnesota(5/6/2026)
RR
Mississippi(5/6/2026)
RR
Missouri(5/6/2026)
RR
Montana(5/6/2026)
RR
Nebraska(5/6/2026)
RR
Nevada(5/6/2026)
RR
New Hampshire(5/6/2026)
RR
New Jersey(5/6/2026)
RR
New Mexico(5/6/2026)
RR
New York(5/6/2026)
RR
North Carolina(5/6/2026)
RR
North Dakota(5/6/2026)
RR
Ohio(5/6/2026)
RR
Oklahoma(5/6/2026)
RR
Oregon(5/6/2026)
RR
Pennsylvania(5/6/2026)
RR
Rhode Island(5/6/2026)
RR
South Carolina(5/6/2026)
RR
South Dakota(5/6/2026)
RR
Tennessee(5/6/2026)
RR
Texas(5/6/2026)
RR
Utah(5/6/2026)
RR
Vermont(5/6/2026)
RR
Virginia(5/6/2026)
RR
Washington(5/6/2026)
RR
West Virginia(5/6/2026)
RR
Wisconsin(5/6/2026)
RR
Wyoming(5/6/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/21/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FINANCIAL SERVICES, LLC
BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC
CRD#: 148477 / SEC#: , 8-68027
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 07/31/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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