Ian Keller

BARON SILVER STEVENS FINANCIAL ADVISORS

Boca Raton, FL 33431

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CRD#: 7981207

Professional summary

Ian Keller is a registered financial advisor currently at BARON SILVER STEVENS FINANCIAL ADVISORS, LLC located in Boca Raton, Florida and OSAIC WEALTH, INC. located in Boca Raton, Florida.

Ian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Ian has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Insurance, Not investment-related; Guardian Life Insurance Co; Position: Agent; Start Date: 08/2024; Hours per month during trading hours: 0 hours; Description: Service existing life insurance policies. 2) Baron Silver Stevens Financial Advisors, LLC, Investment-related, Branch address, Position: Investment Adviser Representative, Start date-08/2025. 160 hours spent per month all during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Keller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2025 - Present

BARON SILVER STEVENS FINANCIAL ADVISORS, LLC

Office #1: 4800 N. Federal Highway Suite 210-a, Boca Raton, FL 33431

RIA

CRD#: 126767

Boca Raton, FL

Current

July 23, 2025 - Present

OSAIC WEALTH, INC.

Office #1: 4800 North Federal Hwy. Suite 210a, Boca Raton, FL 33431

RIA

CRD#: 23131

Boca Raton, FL

Past

July 23, 2025 - August 20, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SCOTTSDALE, AZ

Past

April 28, 2025 - July 31, 2025

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

NEW YORK, NY

Past

March 17, 2025 - July 31, 2025

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARON SILVER STEVENS FINANCIAL ADVISORS, LLC

CRD#: 126767 / SEC#: 801-69482

RIA

Registered Investment Advisory firm - (8/5/2008 Approved)

Florida

Registered Investment Advisory firm - (8/7/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(9/3/2025)

New York
(7/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/23/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/17/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/20/2025

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

BARON SILVER STEVENS FINANCIAL ADVISORS, LLC

CRD#: 126767 / SEC#: 801-69482

RIA

Registered Investment Advisory firm - (8/5/2008 Approved)

Florida

Registered Investment Advisory firm - (8/7/2008 Terminated)

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Contact information

Main Address

4800 N. Federal Highway Suite 210-a, Boca Raton, FL 33431

Mailing Address

Phone number

(561) 447-1997

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BARON SILVER STEVENS FINANCIAL ADVISORS, LLC ADV BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	1,680
AUM (Assets Under Management)	$ 1,011,802,288

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ian Keller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Keller's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

BARON SILVER STEVENS FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/23/2025

Series 7TO

Date: 3/17/2025

SIE

Date: 1/20/2025

FINRA

Current Firm

BARON SILVER STEVENS FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARON SILVER STEVENS FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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