TS
Tobin A. Short
TRANSCE3ND LLC
Scottsdale, AZ 85255
Some features on this profile are disabled
CRD#: 7980874
TS
Professional summary
Tobin Allen Narciso Short, who also goes by Tobin Short, is a registered financial advisor currently at TRANSCE3ND LLC located in Scottsdale, Arizona and REALTA EQUITIES, INC. located in Scottsdale, Arizona.
Tobin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Tobin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tobin Short
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Advisors Excel; 17207 N. Perimeter Dr #120 Scottsdale, AZ 85255; Life Insurance and Annuity Sales; https://advisorsexcel.com; 40 hours per week during normal trading hours. 2. KMTT Group, LLC; 4027 E Sunset Road Henderson, NV 89014; Not Investment Related; Rental real estate holding in Las Vegas, NV; Owner; Compensation: Owner draws as needed; 30 hours per week none during normal trading hours. 3. Wealth Strategies Advisory Group; 17207 N. Perimeter Dr #120 Scottsdale, AZ 85255; Investment Related; wsagaz.com; client acquisition, financial advising, financial reviews and strategies; Commissions; 40 hours per week during normal trading hours. 4. TAS Investment LLC; 4212 W Harmont Dr Phoenix, AZ, 85051; Not Investment Related; Rental Property holdings; Owner draws as needed; 0+ hours per week none during normal trading hours. 5. Heroes Financial Group LLC; 4212 W Harmont Dr Phoenix, AZ, 85051; Not Investment Related; fixed life and health insurance; Commissions; 40 hours per week some during normal trading hours. 6. Health Insurance License; 4212 W. Harmont Dr Phoenix, AZ 85051; Not Investment Related; health insurance sales and services; Commissions; 40 hours per week some during normal trading hours. 7. Transcend; 17207 N Perimeter Dr #120 Scottsdale, AZ 85255; Investment Related; Investment Advisory Services; Investment Advisor; Advisory Fees; start: 07/2025; 40 hours per week during normal trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Tobin Allen Narciso Short's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 2025 - Present
TRANSCE3ND LLC
Office #1: 17207 N Perimeter Dr #120, Scottsdale, AZ 85255RIA
CRD#: 317745
Scottsdale, AZ
Current
July 16, 2025 - Present
REALTA EQUITIES, INC.
Office #1: 17207 N Perimeter Drive #120, Scottsdale, AZ 85255BD
CRD#: 23769
Scottsdale, AZ
Past
September 25, 2024 - July 17, 2025
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
SCOTTSDALE, AZ
Past
September 18, 2024 - July 17, 2025
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/16/2025)
IAR
Arizona(7/23/2025)
RR
California(7/16/2025)
RR
Colorado(7/16/2025)
RR
Florida(7/16/2025)
RR
Georgia(7/16/2025)
RR
Hawaii(7/16/2025)
RR
Indiana(7/16/2025)
RR
Minnesota(7/16/2025)
RR
Missouri(7/17/2025)
RR
North Carolina(7/16/2025)
RR
Virginia(7/16/2025)
RR
Washington(7/16/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/17/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
835 Main Street Building 200, Buda, TX 78610
Mailing Address
Phone number
(512) 268-9220
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,518 |
| AUM (Assets Under Management) | $ 361,954,267 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
