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BG

Benjamin M. Guerin

CONTINUUM WEALTH ADVISORS
Saratoga Springs, NY 12866
Some features on this profile are disabled
CRD#: 7980743
BG

Professional summary

Benjamin Michael Guerin, who also goes by Ben Guerin, is a registered financial advisor currently at CONTINUUM WEALTH ADVISORS, LLC located in Saratoga Springs, New York.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Benjamin has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ben Guerin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Michael Guerin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 28, 2024 - Present

CONTINUUM WEALTH ADVISORS, LLC

Office #1: 18 Division St. Suite 207b, Saratoga Springs, NY 12866
RIA
CRD#: 152895
Saratoga Springs, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CONTINUUM WEALTH ADVISORS, LLC
CONTINUUM WEALTH ADVISORS, LLC

CRD#: 152895 / SEC#: 801-71245

RIA
Registered Investment Advisory firm - (4/7/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(10/28/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/28/2024
Uniform Investment Adviser Law Examination

Current Firm

CW
CONTINUUM WEALTH ADVISORS, LLC
CONTINUUM WEALTH ADVISORS, LLC

CRD#: 152895 / SEC#: 801-71245

RIA
Registered Investment Advisory firm - (4/7/2010 Approved)
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Contact information

Main Address
18 Division St. Suite 207b, Saratoga Springs, NY 12866
Mailing Address
Phone number
(518) 583-4050
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CONTINUUM WEALTH ADVISORS FORM ADV PART 2A ("DISCLOSURE BROCHURE") AND PART 2B ("BROCHURE SUPPLEMENT") (2/13/2025)

Regulatory assets under management

Total Number of Accounts807
AUM (Assets Under Management)$ 254,267,440

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONTINUUM WEALTH ADVISORS, LLC

CRD#: 152895Saratoga Springs, NY 12866

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