John Maciolek

ANACAPA FINANCIAL

Ventura, CA 93003

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CRD#: 7979583

Professional summary

John Maciolek is a registered financial advisor currently at ANACAPA FINANCIAL, LLC located in Ventura, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. John has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

John Maciolek is Licensed to Sell Insurance Products for a Commission. If suitable, he may offer these products to Advisory Clients. The number of hours will vary and have no impact to his duties as an IAR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Maciolek's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2024 - Present

ANACAPA FINANCIAL, LLC

Office #1: 1363 Donlon Street #5, Ventura, CA 93003

RIA

CRD#: 305365

Ventura, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/21/2024

Uniform Investment Adviser Law Examination

Current Firm

ANACAPA FINANCIAL, LLC

CRD#: 305365 / SEC#:

California

Registered Investment Advisory firm - (10/28/2019 Approved)

Texas

Registered Investment Advisory firm - (5/23/2023 Conditional Restricted)

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Contact information

Main Address

1363 Donlon Street #5, Ventura, CA 93003

Mailing Address

Phone number

(805) 715-3536

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	429
AUM (Assets Under Management)	$ 56,713,995

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John Maciolek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Maciolek's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANACAPA FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/21/2024

Current Firm

ANACAPA FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ANACAPA FINANCIAL, LLC

TRUST BUT VERIFY

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