MP
Mariah M. Peters
EFS ADVISORS
Coon Rapids, MN 55433
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CRD#: 7979141
MP
Professional summary
Mariah Michael Peters is a registered financial advisor currently at EFS ADVISORS located in Coon Rapids, Minnesota and ADVANCED ADVISOR GROUP, LLC located in Coon Rapids, Minnesota.
Mariah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Mariah has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Development Homes Inc., Non Inv, Grand Forks, ND, Non-Profit Community Organization Charitable Gaming, Blackjack Dealer, hourly employee, 40hrs weekly Non-Inv, 07/2024, blackjack dealer for nonprofit charitable gaming organization University of North Dakota Women's Softball, Non Inv, Grand Forks, ND, Youth Camp Instructor, 1/11/2025, help instruct/coach at youth camps held by University Women's Softball team. Compensation based on number of sessions worked, hours vary 0 inv hrs/month, 6 non inv hrs/month, approx. 1-3 camps per year
CRS (Client Relationship Summary) - RIA
Click below to view Mariah Michael Peters's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 23, 2024 - Present
EFS ADVISORS
Office #1: 11599 Robinson Dr Nw, Coon Rapids, MN 55433RIA
CRD#: 115211
Coon Rapids, MN
Current
September 27, 2024 - Present
ADVANCED ADVISOR GROUP, LLC
Office #1: 11599 Robinson Dr., Nw, Coon Rapids, MN 55433RIA
BD
CRD#: 140393
Coon Rapids, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EFS ADVISORS
EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS
CRD#: 115211 / SEC#: 801-62857
RIA
Registered Investment Advisory firm - (3/11/2004 Approved)Iowa
Registered Investment Advisory firm - (6/29/2004 Terminated)North Dakota
Registered Investment Advisory firm - (7/26/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(12/23/2024)
IAR
Minnesota(12/23/2024)
RR
North Dakota(1/2/2025)
IAR
North Dakota(1/8/2025)
RR
Wisconsin(1/2/2025)
IAR
Wisconsin(1/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/27/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EFS ADVISORS
EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS
CRD#: 115211 / SEC#: 801-62857
RIA
Registered Investment Advisory firm - (3/11/2004 Approved)Iowa
Registered Investment Advisory firm - (6/29/2004 Terminated)North Dakota
Registered Investment Advisory firm - (7/26/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1995 East Rum River Drive S, Cambridge, MN 55008
Mailing Address
Phone number
(763) 689-9023
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 29,714 |
| AUM (Assets Under Management) | $ 2,271,853,092 |
Red Flags
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Company Information
EFS ADVISORS
CRD#: 115211Coon Rapids, MN 55433TRUST BUT VERIFY
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