MM
Meghan G. Mulligan
TANDEM WEALTH ADVISORS
Phoenix, AZ 85004
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CRD#: 7978539
MM
Professional summary
Meghan Gillian Mulligan is a registered financial advisor currently at TANDEM WEALTH ADVISORS located in Phoenix, Arizona.
Meghan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Meghan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Meghan Gillian Mulligan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2024 - Present
TANDEM WEALTH ADVISORS
Office #1: 1850 N. Central Avenue, Suite 330, Phoenix, AZ 85004RIA
CRD#: 157794
Phoenix, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TANDEM WEALTH ADVISORS
TANDEM WEALTH ADVISORS | TANDEM WEALTH ADVISORS, LLC | TANDEM WEALTH ADVISORS LLC
CRD#: 157794 / SEC#: 801-115170
RIA
Registered Investment Advisory firm - (4/26/2019 Approved)Arizona
Registered Investment Advisory firm - (6/14/2019 Terminated)California
Registered Investment Advisory firm - (7/14/2019 Terminated)Colorado
Registered Investment Advisory firm - (6/20/2019 Terminated)Florida
Registered Investment Advisory firm - (10/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (12/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (6/14/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/17/2019 Terminated)Texas
Registered Investment Advisory firm - (6/14/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(11/6/2024)
Current Firm
TW
TANDEM WEALTH ADVISORS
TANDEM WEALTH ADVISORS | TANDEM WEALTH ADVISORS, LLC | TANDEM WEALTH ADVISORS LLC
CRD#: 157794 / SEC#: 801-115170
RIA
Registered Investment Advisory firm - (4/26/2019 Approved)Arizona
Registered Investment Advisory firm - (6/14/2019 Terminated)California
Registered Investment Advisory firm - (7/14/2019 Terminated)Colorado
Registered Investment Advisory firm - (6/20/2019 Terminated)Florida
Registered Investment Advisory firm - (10/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (12/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (6/14/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/17/2019 Terminated)Texas
Registered Investment Advisory firm - (6/14/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1850 N. Central Avenue, Suite 330, Phoenix, AZ 85004
Mailing Address
Phone number
(602) 297-8600
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 673 |
| AUM (Assets Under Management) | $ 223,381,718 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
