Karla J. Martin

ALIGN FINANCIAL ADVISORS

Fairview, TX

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CRD#: 7977600

Professional summary

Karla Jeannene Martin, who also goes by Jeannene Martin, is a registered financial advisor currently at ALIGN FINANCIAL ADVISORS, LLC located in Fairview, Texas.

Karla is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Karla has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeannene Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Personal Bookkeeping Services; Not Investment-Related; 70 Affirmed Lane, Fairview, TX 75069; Accountant, 1/2019, 12/hours a month, 12/hours during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karla Jeannene Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2024 - Present

ALIGN FINANCIAL ADVISORS, LLC

RIA

CRD#: 333905

Fairview, TX

Past

September 6, 2024 - October 21, 2024

WHEAT GIVENS FINANCIAL, LLC

RIA

CRD#: 114258

MCKINNEY, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/1/2024

Uniform Investment Adviser Law Examination

Current Firm

ALIGN FINANCIAL ADVISORS, LLC

CRD#: 333905 / SEC#: 801-131581

RIA

Registered Investment Advisory firm - (9/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/22/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

6401 Eldorado Pkwy Suite 420, Mckinney, TX 75070

Mailing Address

Phone number

(214) 519-8750

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALIGN FINANCIAL ADVISORS - ADV 2A (7/31/2025)

ALIGN FINANCIAL ADVISORS - ADV 2B (6/3/2025)

Regulatory assets under management

Total Number of Accounts	254
AUM (Assets Under Management)	$ 61,109,576

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Karla J. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karla Jeannene Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALIGN FINANCIAL ADVISORS, LLC

WHEAT GIVENS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/1/2024

Current Firm

ALIGN FINANCIAL ADVISORS, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALIGN FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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