Matthew C. Erickson

CONVERGENT FINANCIAL GROUP

Mount Pleasant, SC 29466

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CRD#: 7977586

Professional summary

Matthew C Erickson is a registered financial advisor currently at CONVERGENT FINANCIAL GROUP located in Mount Pleasant, South Carolina.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Matthew has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Real Estate Agent on a very limited basis for Hayden Jennings Properties. This would be considered an investment-related business. The address is 900 Johnnie Dodds Blvd # 104, Mt Pleasant, SC 29464. Licensed in SC in 04/2014. I still hold an active license. I work as an independent contractor for Hayden Jennings Properties. I currently devote less than 1 hour per month to this business. I devote less than 1 hour per month during securities trading hours. I primarily hold my license to buy and sell real estate for myself and my family to save on commissions. I very rarely act as an agent for a third party for the purchase or sale of a primary residence, secondary home, or investment property.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew C Erickson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2024 - Present

CONVERGENT FINANCIAL GROUP

Office #1: 3850 Bessemer Road Ste 210, Mount Pleasant, SC 29466

RIA

CRD#: 290052

Mount Pleasant, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(9/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/24/2024

Uniform Investment Adviser Law Examination

Current Firm

CONVERGENT FINANCIAL GROUP

CONVERGENT FINANCIAL GROUP | CONVERGENT FINANCIAL GROUP, LLC

CRD#: 290052 / SEC#:

North Carolina

Registered Investment Advisory firm - (3/3/2025 Approved)

South Carolina

Registered Investment Advisory firm - (10/17/2017 Approved)

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Contact information

Main Address

3850 Bessemer Road Ste 210, Mount Pleasant, SC 29466

Mailing Address

Phone number

(843) 972-4402

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	171
AUM (Assets Under Management)	$ 46,581,029

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew C. Erickson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew C Erickson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONVERGENT FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 8/24/2024

Current Firm

CONVERGENT FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONVERGENT FINANCIAL GROUP

TRUST BUT VERIFY

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