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JG

Jeffrey N. Gonzalez

ALPINE SECURITIES
Scottsdale, AZ 85253
CRD#: 7977582
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JG
Jeffrey Nathaniel GonzalezALPINE SECURITIES

Professional summary

Jeffrey Nathaniel Gonzalez, who also goes by Jeffrey Gonzalez, is a registered financial professional currently at ALPINE SECURITIES CORPORATION located in Scottsdale, Arizona.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2024. Jeffrey has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 24 exams.

Aliases

Jeffrey Gonzalez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Nathaniel Gonzalez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 23, 2026 - Present

ALPINE SECURITIES CORPORATION

Office #1: 7170 E. Mcdonald Dr., Suite 6, Scottsdale, AZ 85253
BD
CRD#: 14952
Scottsdale, AZ
Past

September 27, 2024 - March 17, 2026

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Tempe , AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(3/23/2026)
RR
Arizona
(4/9/2026)
RR
Arkansas
(3/23/2026)
RR
California
(3/23/2026)
RR
Colorado
(3/23/2026)
RR
Delaware
(3/23/2026)
RR
District of Columbia
(3/23/2026)
RR
Florida
(3/23/2026)
RR
Georgia
(3/23/2026)
RR
Hawaii
(3/23/2026)
RR
Idaho
(3/23/2026)
RR
Illinois
(3/23/2026)
RR
Indiana
(3/23/2026)
RR
Iowa
(3/23/2026)
RR
Kansas
(3/23/2026)
RR
Kentucky
(3/23/2026)
RR
Louisiana
(3/23/2026)
RR
Maine
(4/10/2026)
RR
Maryland
(3/23/2026)
RR
Massachusetts
(3/23/2026)
RR
Michigan
(3/23/2026)
RR
Minnesota
(3/23/2026)
RR
Mississippi
(3/23/2026)
RR
Missouri
(3/23/2026)
RR
Montana
(3/23/2026)
RR
Nebraska
(3/23/2026)
RR
Nevada
(3/23/2026)
RR
New Jersey
(3/23/2026)
RR
New Mexico
(3/23/2026)
RR
New York
(3/23/2026)
RR
North Carolina
(3/23/2026)
RR
North Dakota
(3/23/2026)
RR
Ohio
(3/23/2026)
RR
Oklahoma
(3/23/2026)
RR
Oregon
(3/23/2026)
RR
Pennsylvania
(3/23/2026)
RR
Puerto Rico
(3/23/2026)
RR
Rhode Island
(3/23/2026)
RR
South Carolina
(3/23/2026)
RR
South Dakota
(3/23/2026)
RR
Tennessee
(3/23/2026)
RR
Texas
(3/23/2026)
RR
Utah
(3/23/2026)
RR
Vermont
(3/23/2026)
RR
Virginia
(3/23/2026)
RR
Washington
(3/23/2026)
RR
West Virginia
(3/23/2026)
RR
Wisconsin
(3/23/2026)
RR
Wyoming
(3/23/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/6/2026
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/18/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/27/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/30/2026
General Securities Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

AS
ALPINE SECURITIES CORPORATION
ALPINE SECURITIES CORPORATION

CRD#: 14952 / SEC#: , 8-31464

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
39 Exchange Place, Salt Lake City, UT 84111
Mailing Address
39 Exchange Place, Salt Lake City, UT 84111
Phone number
(801) 320-1334
Established
Utah since 01/11/1984
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SCA CLEARING LLCSOLE SHAREHOLDER
COSMAN, JAMES AARONFINOP7208854
FOX, ROBERT MICHAELCCO4420688
HURRY, JOHN JOSEPHCCO - INVESTMENT ADVISER2146449
MARATEA, RAYMOND JERRYCEO2538056
WALSH, JOSEPH PATRICKCOO1519958

Disclosures

Regulatory Event45
Civil Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALPINE SECURITIES CORPORATION

CRD#: 14952Scottsdale, AZ 85253

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