Pablo A. Carrillo

FINAMEX ASSET MANAGEMENT

CDMX,

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CRD#: 7977483

Professional summary

Pablo Andres Carrillo is a registered financial advisor currently at FINAMEX ASSET MANAGEMENT, LLC and FINAMEX INTERNATIONAL, LLC located in Houston, Texas.

Pablo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Pablo has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

#1. CASA DE BOLSA FINAMEX; YES; JAVIER BARROS SIERRA NO. 495, FLOOR 16, TORRE PARK PLAZA III, SANTA FE, CDMX, MEXICO; 05/10/2020; 200 PER MONTH WITH 8 DURING TRADING HOURS; MANAGER OF INVESTMENT BANKING STRUCTURING. #2. EDLO #2 CHILDREN'S TRUST FBO PABLO; YES; 200 BELLEVUE PARKWAY, SUITE 250M, WILMINGTON, DELAWARE 19809; IRREVOCABLETRUST CREATED BY MY PARENT6S, FOR LIVING TRANSFER OF ASSETS; 08/28/2018; 1 HOUR PER MONTH, ZERO DURING TRADING HOURS; I AM THE SOLE INVESTMENT ADVISOR FOR THE TRUST AS WELL AS THE SOLE BENEFICIARY OF THE TRUST. AS INVESTMENT ADVISOR I AM RESPONSIBLE FOR SENDING INSTRUCTIONS TO THE TRUSTEE REGARDING DISTRIBUTIONS FROM THE TRUST AS WELL AS OTHER INVESTMENT DECISIONS INCLUDING THE SALE OF ASSETS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pablo Andres Carrillo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2024 - Present

FINAMEX ASSET MANAGEMENT, LLC

RIA

CRD#: 304260

CDMX,

Current

September 3, 2024 - Present

FINAMEX INTERNATIONAL, LLC

Office #1: 2700 Post Oak Blvd. 22nd Floor, Suite 22-122, Houston, TX 77056

CRD#: 301726

Houston, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/28/2025)

Texas
(11/7/2024)

IAR

Texas
(11/7/2024)

Washington
(6/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/31/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/3/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/24/2024

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 12/27/2024

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FINAMEX ASSET MANAGEMENT, LLC

CRD#: 304260 / SEC#: 801-116887

RIA

Registered Investment Advisory firm - (2/20/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2700 Post Oak Blvd. 22nd Floor; Suite 22-122, Houston, TX 77056

Mailing Address

Phone number

(713) 589-7121

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	120
AUM (Assets Under Management)	$ 80,352,281

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Pablo A. Carrillo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pablo Andres Carrillo's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINAMEX ASSET MANAGEMENT, LLC

FINAMEX INTERNATIONAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/31/2024

Series 7TO

Date: 9/3/2024

SIE

Date: 7/24/2024

Series 24

Date: 12/27/2024

FINRA

Current Firm

FINAMEX ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINAMEX ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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