Andrew P. Guaragno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Philip Guaragno, who also goes by Andrew Guaragno, Guac Guaragno, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2024. Andrew had worked at 1 firm and has passed the Series 65 and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2024 - February 27, 2026
INTELLIGENCE DRIVEN ADVISERS, LLC
Primary Firm SEC Registration
INTELLIGENCE DRIVEN ADVISERS, LLC
CRD#: 299589 / SEC#: 801-114418
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTELLIGENCE DRIVEN ADVISERS, LLC
CRD#: 299589 / SEC#: 801-114418
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 879 |
| AUM (Assets Under Management) | $ 828,210,292 |
Red Flags
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