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AP

Aksh Patel

FE CAPITAL MARKETS
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 7976695
AP

Professional summary

Aksh Patel, who also goes by Akshkumar Rohitkumar Patel, is a registered financial professional currently at FE CAPITAL MARKETS located in New York, New York.

Aksh is registered as a RR (Registered Representative) and started their career in finance in 2024. Aksh has worked at 1 firm and has passed the Series 63, Series 82TO, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Akshkumar Rohitkumar Patel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aksh Patel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 11, 2024 - Present

FE CAPITAL MARKETS

Office #1: 85 Broad Street Suite 17-057, New York, NY 10004
BD
CRD#: 314943
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/22/2025)
RR
New York
(11/11/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 5/24/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/29/2026
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 11/11/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/16/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FE CAPITAL MARKETS
FE CAPITAL MARKETS | FE CAPITAL MARKETS LLC

CRD#: 314943 / SEC#: , 8-70796

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
85 Broad Street Suite 17-057, New York, NY 10004
Mailing Address
85 Broad Street Suite 17-057, New York, NY 10004
Phone number
(800) 403-9067
Established
Delaware since 06/01/2021
Firm type
Limited Liability Company
Fiscal year end
February
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FE INTERNATIONAL, INC.DIRECT OWNER
MATTIOLI, DIANNE PALUMBOCHIEF COMPLIANCE OFFICER714971
NELSON, KENNETH ALLENFINOP4329175
UNGERLEIDER, GRANVILLE ANGENYGENERAL SECURITIES PRINCIPAL451700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FE CAPITAL MARKETS

CRD#: 314943New York, NY 10004

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