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WM

Wade Mathis

BOS ASSET MANAGEMENT
Jacksonville, IL 62650
Some features on this profile are disabled
CRD#: 7976556
WM

Professional summary

Wade Mathis is a registered financial advisor currently at BOS ASSET MANAGEMENT, LLC located in Jacksonville, Illinois.

Wade is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Wade has worked at 1 firm and has passed the SIE exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wade Mathis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 28, 2024 - Present

BOS ASSET MANAGEMENT, LLC

Office #1: 303 W College Ave, Jacksonville, IL 62650
RIA
CRD#: 310632
Jacksonville, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BOS ASSET MANAGEMENT, LLC
BOS ASSET MANAGEMENT, LLC

CRD#: 310632 / SEC#: 801-119836

RIA
Registered Investment Advisory firm - (11/20/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(8/28/2024)

Exams

General Industry/Product Exam
RR
SIE
Date: 2/14/2022
Securities Industry Essentials Examination

Current Firm

BA
BOS ASSET MANAGEMENT, LLC
BOS ASSET MANAGEMENT, LLC

CRD#: 310632 / SEC#: 801-119836

RIA
Registered Investment Advisory firm - (11/20/2020 Approved)
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Contact information

Main Address
3400 Wabash Avenue, Springfield, IL 62711
Mailing Address
Phone number
(833) 943-8090
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE FOR BOS ASSET MANAGEMENT, LLC (3/31/2025)
DISCLOSURE BROCHURE FOR BOS ASSET MANAGEMENT, LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts1,144
AUM (Assets Under Management)$ 828,687,841

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BOS ASSET MANAGEMENT, LLC

CRD#: 310632Jacksonville, IL 62650

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