Ashay Parikh
Professional Summary
Ashay Parikh is a registered financial advisor currently at IMC FINANCIAL MARKETS located in Chicago, Illinois and IMC EXECUTION SERVICES located in Chicago, Illinois. Ashay is registered as a RR (Registered Representative) and started their career in finance in 2024. Ashay has worked at 2 firms and has passed the Series 57TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
2 years in the financial services industry
Current & Past Employments
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Current Firm
IMC EXECUTION SERVICES | IMC EXECUTION SERVICES LLC
Contact Information
Main Address
233 S Wacker Drive #4300, Chicago, IL 60606Mailing Address
233 S Wacker Drive #4300, Chicago, IL 60606Phone Number
(312) 244-3369Established
Illinois since 10/11/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ashay Parikh's CRS (Customer Relationship Summary).
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