AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
KH

Keith Heesemann

RAM FINANCIAL LLC
DETROIT, MI 48226
Some features on this profile are disabled
CRD#: 7976011
KH

Professional summary


Keith Heesemann is a registered financial professional currently at RAM FINANCIAL LLC located in Detroit, Michigan.

Keith is registered as a RR (Registered Representative) and started their career in finance in 2025. Keith has worked at 1 firm and has passed the Series 63, Series 3, Series 7TO, SIE, Series 24 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Keith Heesemann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 28, 2025 - Present

RAM FINANCIAL LLC

Office #1: 1420 Washington Blvd 6th Floor, Detroit, MI 48226
BD
CRD#: 330235
DETROIT, MI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/8/2025)
RR
Arizona
(5/7/2025)
RR
Arkansas
(4/1/2025)
RR
California
(3/7/2025)
RR
Connecticut
(5/9/2025)
RR
Delaware
(4/9/2025)
RR
District of Columbia
(5/13/2025)
RR
Florida
(4/23/2025)
RR
Georgia
(5/8/2025)
RR
Hawaii
(5/23/2025)
RR
Illinois
(4/29/2025)
RR
Indiana
(5/6/2025)
RR
Maine
(4/1/2025)
RR
Maryland
(3/31/2025)
RR
Massachusetts
(6/5/2025)
RR
Michigan
(2/28/2025)
RR
Missouri
(5/27/2025)
RR
Montana
(5/13/2025)
RR
Nebraska
(5/15/2025)
RR
Nevada
(3/10/2025)
RR
New Hampshire
(5/9/2025)
RR
New Jersey
(4/4/2025)
RR
New Mexico
(5/8/2025)
RR
New York
(3/26/2025)
RR
North Dakota
(5/12/2025)
RR
Ohio
(5/7/2025)
RR
Oregon
(5/8/2025)
RR
Pennsylvania
(5/7/2025)
RR
Puerto Rico
(5/15/2025)
RR
South Carolina
(5/8/2025)
RR
South Dakota
(5/8/2025)
RR
Tennessee
(5/5/2025)
RR
Texas
(6/6/2025)
RR
Utah
(3/7/2025)
RR
Vermont
(4/30/2025)
RR
Virgin Islands
(5/8/2025)
RR
Virginia
(4/4/2025)
RR
Washington
(5/16/2025)
RR
Wyoming
(5/8/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 11/2/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/11/2024
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


RF
RAM FINANCIAL LLC
RAM FINANCIAL LLC

CRD#: 330235 / SEC#: , 8-71221

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
1420 Washington Blvd 6th Floor, Detroit, MI 48226
Mailing Address
1420 Washington Blvd 6th Floor, Detroit, MI 48226
Phone number
(888) 521-8858
Established
Delaware since 02/08/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ARIES FINANCIAL INCDIRECT OWNER
CHRISTOFILIS, CHARLES ANTHONYCEO/CCO1518196
ONESTO, RICHARD ERNESTFINOP2453096

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RAM FINANCIAL LLC

CRD#: 330235Detroit, MI 48226

TRUST BUT VERIFY

Monitor Keith Heesemann

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Bruce Robert Parmenter JR
Bruce ParmenterAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Southgate, MI
Jack Anthony Jerzewski
Jack JerzewskiAdvisorCheck Check Mark
LPL ENTERPRISE, LLC
IAR
RR
TROY, MI
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics