Gannon M. Brown
Professional summary
Gannon Mitchell Brown, who also goes by Gannon M Brown, Gannon Mitchell Brown, is a registered financial advisor currently at CERTUITY, LLC located in North Palm Beach, Florida.
Gannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Gannon has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gannon Mitchell Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2026 - Present
CERTUITY, LLC
Office #1: 1295 Us Highway One Third Floor, North Palm Beach, FL 33408May 12, 2026 - June 5, 2026
CERTUITY, LLC
March 31, 2025 - March 9, 2026
STRATEGIC ADVISERS LLC
December 18, 2024 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 31, 2024 - March 9, 2026
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
CERTUITY, LLC
CRD#: 129505 / SEC#: 801-62580
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/8/2026)
Exams
Series 7TO
Date: 10/31/2024
General Securities Representative ExaminationCurrent Firm
CERTUITY, LLC
CRD#: 129505 / SEC#: 801-62580
Contact information
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,889 |
| AUM (Assets Under Management) | $ 3,100,032,026 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2025 | ||
| 10/04/2024 | ||
| 12/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
