William Lichota

ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT

Saint Petersburg, FL 33701

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CRD#: 7975291

Professional summary

William Lichota, who also goes by Billy Lichota, is a registered financial advisor currently at ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT located in Saint Petersburg, Florida.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. William has worked at 2 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Billy Lichota

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Lichota's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2024 - Present

ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT

Office #1: 200 Central Ave, Saint Petersburg, FL 33701

RIA

CRD#: 329079

Saint Petersburg, FL

Past

September 5, 2024 - September 19, 2024

FLORIDA FINANCIAL ADVISORS, LLC

RIA

CRD#: 288811

Saint Petersburg, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 7/11/2024

Securities Industry Essentials Examination

Current Firm

ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT

ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT | ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT LLC

CRD#: 329079 / SEC#: 801-135497

Alabama

Registered Investment Advisory firm - (1/26/2026 Approved)

California

Registered Investment Advisory firm - (1/15/2026 Approved)

Florida

Registered Investment Advisory firm - (8/29/2024 Approved)

Georgia

Registered Investment Advisory firm - (1/23/2025 Approved)

Louisiana

Registered Investment Advisory firm - (10/23/2024 Approved)

Maryland

Registered Investment Advisory firm - (2/3/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (10/21/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/3/2025 Approved)

South Carolina

Registered Investment Advisory firm - (5/16/2025 Approved)

Tennessee

Registered Investment Advisory firm - (12/16/2024 Approved)

Texas

Registered Investment Advisory firm - (1/30/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

9400 4th Street N Suite 201, St. Petersburg, FL 33702

Mailing Address

Phone number

(727) 478-8886

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ELEVATE ANNUAL AMENDED PART 2A BROCHURE (2/2/2026)

Regulatory assets under management

Total Number of Accounts	630
AUM (Assets Under Management)	$ 107,110,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William Lichota

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Lichota's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT

FLORIDA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/2024

SIE

Date: 7/11/2024

Current Firm

ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT

TRUST BUT VERIFY

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