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YX

Yili Xiong

ARISTOTLE CAPITAL MANAGEMENT
Los Angeles, CA 90025-0449
Some features on this profile are disabled
CRD#: 7974862
YX

Professional summary

Yili Xiong is a registered financial advisor currently at ARISTOTLE CAPITAL MANAGEMENT, LLC located in Los Angeles, California and FORESIDE FINANCIAL SERVICES, LLC located in Los Angeles, California.

Yili is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Yili has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Aristotle Capital Management, LLC; Investment Related; Los Angeles, CA; Asset Management; Product Analyst; Start Date 3/1/2024; 160 Hrs Per Month; Competitive analysis and content development for Global Equity strategy and Sales and Client Service support.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yili Xiong's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 2, 2025 - Present

ARISTOTLE CAPITAL MANAGEMENT, LLC

Office #1: 11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449
RIA
CRD#: 109876
Los Angeles, CA
Current

January 20, 2025 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025
BD
CRD#: 148477
Los Angeles, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ARISTOTLE CAPITAL MANAGEMENT, LLC
ARISTOTLE | REED CONNER & BIRDWELL LLC | REED CONNER & BIRDWELL | ARISTOTLE CAPITAL MANAGEMENT, LLC

CRD#: 109876 / SEC#: 801-60014

RIA
Registered Investment Advisory firm - (2/8/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/1/2025)
IAR
California
(7/2/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/28/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/19/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/28/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AC
ARISTOTLE CAPITAL MANAGEMENT, LLC
ARISTOTLE | REED CONNER & BIRDWELL LLC | REED CONNER & BIRDWELL | ARISTOTLE CAPITAL MANAGEMENT, LLC

CRD#: 109876 / SEC#: 801-60014

RIA
Registered Investment Advisory firm - (2/8/2001 Approved)
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Contact information

Main Address
11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449
Mailing Address
Phone number
(310) 478-4005
Established
Firm type
Fiscal year end
# of Employees
156

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ACM FORM ADV PART 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts5,904
AUM (Assets Under Management)$ 43,833,669,241

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARISTOTLE CAPITAL MANAGEMENT, LLC

CRD#: 109876Los Angeles, CA 90025-0449

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