Carly R. Horstman
Professional summary
Carly Rae Horstman, who also goes by Carly Rae Johns, is a registered financial professional currently at HALEY SECURITIES, INC. located in Omaha, Nebraska.
Carly is registered as a RR (Registered Representative) and started their career in finance in 2025. Carly has worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carly Rae Horstman's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2025 - Present
HALEY SECURITIES, INC.
Office #1: 8712 West Dodge Road Ste. 402, Omaha, NE 68114State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 5/16/2025
Operations Professional ExaminationFINRA
Current Firm
HALEY SECURITIES, INC.
CRD#: 104124 / SEC#: , 8-52622
Contact information
FINRA licenses (41 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COHOON, CHRISTINE ANGELA | PRESIDENT, FINOP, CHIEF FINANCIAL OFFICER | 5279757 |
| OVERLY, BRIAN JOSEPH | CHIEF COMPLIANCE OFFICER, SECRETARY | 5264831 |
| SHIRLEY H. OVERLY REVOCABLE TRUST | TRUST | |
| BROWN, SHIRLEY OVERLY | TRUSTEE OF THE SHIRLEY H. OVERLY REVOCABLE TRUST | 4391859 |
| BROWN, SHIRLEY OVERLY | DIRECTOR | 4391859 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
HALEY SECURITIES, INC.
CRD#: 104124Omaha, NE 68114TRUST BUT VERIFY
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