Michael Purcell

KIPLINGER WEALTH ADVISORS

SPRINGBORO, OH 45066-9557

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CRD#: 7972765

Professional summary

Michael Purcell is a registered financial advisor currently at KIPLINGER WEALTH ADVISORS located in Springboro, Ohio.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Michael has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Purcell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2024 - Present

KIPLINGER WEALTH ADVISORS

Office #1: 24 Remick Blvd, Springboro, OH 45066-9557

RIA

CRD#: 116726

SPRINGBORO, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KIPLINGER WEALTH ADVISORS

KIPLINGER INVESTMENT ADVISORS, LLC. | STEELE & KIPLINGER WEALTH ADVISORS | KIPLINGER WEALTH MANAGEMENT GROUP | KIPLINGER WEALTH ADVISORS

CRD#: 116726 / SEC#: 801-129277

RIA

Registered Investment Advisory firm - (1/2/2024 Approved)

Ohio

Registered Investment Advisory firm - (3/26/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/22/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(8/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 6/27/2024

Securities Industry Essentials Examination

Current Firm

KIPLINGER WEALTH ADVISORS

KIPLINGER INVESTMENT ADVISORS, LLC. | STEELE & KIPLINGER WEALTH ADVISORS | KIPLINGER WEALTH MANAGEMENT GROUP | KIPLINGER WEALTH ADVISORS

CRD#: 116726 / SEC#: 801-129277

RIA

Registered Investment Advisory firm - (1/2/2024 Approved)

Ohio

Registered Investment Advisory firm - (3/26/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/22/2024 Terminated)

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Contact information

Main Address

24 Remick Blvd, Springboro, OH 45066-9557

Mailing Address

Phone number

(937) 886-1442

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KIPLINGER WEALTH ADVISORS - APPENDIX 1 (4/30/2025)

KIPLINGER WEALTH ADVISORS - PART 2A (4/30/2025)

Regulatory assets under management

Total Number of Accounts	909
AUM (Assets Under Management)	$ 212,845,865

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael Purcell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Purcell's CRS (Customer Relationship Summary).

Certified licenses

Experience

KIPLINGER WEALTH ADVISORS

Primary Firm SEC Registration

KIPLINGER WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/2024

SIE

Date: 6/27/2024

Current Firm

KIPLINGER WEALTH ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KIPLINGER WEALTH ADVISORS

TRUST BUT VERIFY

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