JC
Joming Chiang
SOL CAPITAL MANAGEMENT CO
Rockville, MD 20850
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CRD#: 7972713
JC
Professional summary
Joming Chiang is a registered financial advisor currently at SOL CAPITAL MANAGEMENT CO located in Rockville, Maryland.
Joming is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Joming has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joming Chiang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 19, 2024 - Present
SOL CAPITAL MANAGEMENT CO
Office #1: 111 Rockville Pike Suite 750, Rockville, MD 20850RIA
CRD#: 110226
Rockville, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SOL CAPITAL MANAGEMENT CO
SOL CAPITAL MANAGEMENT CO
CRD#: 110226 / SEC#: 801-29829
RIA
Registered Investment Advisory firm - (6/19/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
District of Columbia(10/2/2024)
IAR
Maryland(8/19/2024)
Exams
Current Firm
SC
SOL CAPITAL MANAGEMENT CO
SOL CAPITAL MANAGEMENT CO
CRD#: 110226 / SEC#: 801-29829
RIA
Registered Investment Advisory firm - (6/19/1987 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
111 Rockville Pike Suite 750, Rockville, MD 20850
Mailing Address
Phone number
(301) 881-3727
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,105 |
| AUM (Assets Under Management) | $ 2,980,106,350 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/12/2025 | ||
| 09/09/2024 | ||
| 04/09/2024 | ||
| 10/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
