AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SP

Sean F. Pleimann

PRAIRIE CAPITAL MANAGEMENT GROUP
Kansas City, MO 64112
Some features on this profile are disabled
CRD#: 7972514
SP

Professional summary

Sean F Pleimann is a registered financial advisor currently at PRAIRIE CAPITAL MANAGEMENT GROUP, LLC located in Kansas City, Missouri.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Sean has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean F Pleimann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 28, 2024 - Present

PRAIRIE CAPITAL MANAGEMENT GROUP, LLC

Office #1: 4900 Main Street Suite 700, Kansas City, MO 64112
RIA
CRD#: 311623
Kansas City, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PRAIRIE CAPITAL MANAGEMENT GROUP, LLC
ACQUISITION OPCO, LLC | PRAIRIE CAPITAL MANAGEMENT GROUP, LLC

CRD#: 311623 / SEC#: 801-119958

RIA
Registered Investment Advisory firm - (3/15/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Missouri
(8/28/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/28/2024
Uniform Investment Adviser Law Examination

Current Firm

PC
PRAIRIE CAPITAL MANAGEMENT GROUP, LLC
ACQUISITION OPCO, LLC | PRAIRIE CAPITAL MANAGEMENT GROUP, LLC

CRD#: 311623 / SEC#: 801-119958

RIA
Registered Investment Advisory firm - (3/15/2021 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4900 Main Street Suite 700, Kansas City, MO 64112
Mailing Address
Phone number
(860) 596-8126
Established
Firm type
Fiscal year end
# of Employees
48

SEC notice filing (34 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PRAIRIE CAPITAL MANAGEMENT GROUP, LLC PART 2A BROCHURE 12 9 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts1,765
AUM (Assets Under Management)$ 6,681,946,056

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRAIRIE CAPITAL MANAGEMENT GROUP, LLC

CRD#: 311623Kansas City, MO 64112

TRUST BUT VERIFY

Monitor Sean Pleimann

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

LC
Lawana CooperAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
PR
WEEHAWKEN, NJ
EE
Erin EirasAdvisorCheck Check Mark
INDEPENDENT ADVISOR ALLIANCE, LLC
IAR
RR
Jacksonville, FL
GJ
Gerald JevicAdvisorCheck Check Mark
OPPENHEIMER & CO. INC.
IAR
RR
Haddon Township, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.