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MH

Michael Jay Hamrick

EMPIRICAL WEALTH MANAGEMENT
NEWPORT BEACH, CA
·CRD# 7972232·2 years registered

Professional Summary

Michael Jay Hamrick, who also goes by Michael Hamrick, Mj Hamrick, is a registered financial advisor currently at EMPIRICAL WEALTH MANAGEMENT located in Newport Beach, California. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Michael has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Hamrick, Mj Hamrick

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years registered in the securities industry

Current & Past Employments

Current

EMPIRICAL WEALTH MANAGEMENTCurrent·CRD# 152622
RIA
450 Newport Center Drive Suite 630, Newport Beach, CA 92660
September 6, 2024 - Present

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Current Firm

EW
EMPIRICAL WEALTH MANAGEMENT

EMPIRICAL FINANCIAL SERVICES, LLC | EMPIRICAL WEALTH MANAGEMENT

CRD#: 152622 / SEC#: 801-72168
RIA
Registered Investment Advisory firm - SEC (2/23/2011 Approved)
Arizona
Registered Investment Advisory firm - Arizona (2/23/2011 Terminated)
California
Registered Investment Advisory firm - California (2/25/2011 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/23/2011 Terminated)
Washington
Registered Investment Advisory firm - Washington (2/23/2011 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1420 5th Ave Suite 3150, Seattle, WA 98101

Phone Number

(206) 923-3474

# of Employees

94

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (7/29/2026)

Regulatory Assets Under Management

Total Number of Accounts

8,690

AUM (Assets Under Management)

$8,428,968,273

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EMPIRICAL WEALTH MANAGEMENT

EMPIRICAL FINANCIAL SERVICES, LLC | EMPIRICAL WEALTH MANAGEMENT

CRD#: 152622 / SEC#: 801-72168
RIA
Registered Investment Advisory firm - SEC (2/23/2011 Approved)
Arizona
Registered Investment Advisory firm - Arizona (2/23/2011 Terminated)
California
Registered Investment Advisory firm - California (2/25/2011 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/23/2011 Terminated)
Washington
Registered Investment Advisory firm - Washington (2/23/2011 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2024About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Jay Hamrick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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