DM
Dino A. Moertl
MAAT INVESTMENT GROUP GMBH
MUNICH, 80336
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CRD#: 7972223
DM
Professional summary
Dino Alexander Moertl is a registered financial advisor currently at MAAT INVESTMENT GROUP GMBH .
Dino is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Dino has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MANAGING DIRECTOR AND SOLE SHAREHOLDER OF FRANKLIN CAPITAL GMBH, A PRIVATE HOLDING COMPANY INCORPORATED IN MUNICH, GERMANY (COMMERCIAL REGISTER NUMBER: HRB 225470). THE PURPOSE OF THE COMPANY IS THE MANAGEMENT OF PERSONAL, PROPRIETARY ASSETS. THE OFFICIAL APPOINTMENT AS MANAGING DIRECTOR TOOK PLACE ON 13 DECEMBER 2023.
CRS (Client Relationship Summary) - RIA
Click below to view Dino Alexander Moertl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2024 - Present
MAAT INVESTMENT GROUP GMBH
Office #1: Paul-heyse-str. 29, Munich 80336RIA
CRD#: 332840
MUNICH,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MAAT INVESTMENT GROUP GMBH
MAAT INVESTMENT GROUP GMBH
CRD#: 332840 / SEC#: 801-131245
RIA
Registered Investment Advisory firm - (10/11/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/11/2024)
Exams
Current Firm
MI
MAAT INVESTMENT GROUP GMBH
MAAT INVESTMENT GROUP GMBH
CRD#: 332840 / SEC#: 801-131245
RIA
Registered Investment Advisory firm - (10/11/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Paul-heyse-str. 29, Munich 80336
Mailing Address
Phone number
(862) 256-7219
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,060,000 |
Red Flags
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Company Information
MAAT INVESTMENT GROUP GMBH
CRD#: 332840Munich 80336TRUST BUT VERIFY
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