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GL

Gexing Li

BAIN CAPITAL MARKETS
Hong Kong,
Some features on this profile are disabled
CRD#: 7971800
GL
Gexing LiBAIN CAPITAL MARKETS

Professional summary

Gexing Li, who also goes by Aaron Li, is a registered financial professional currently at BAIN CAPITAL MARKETS, LLC .

Gexing is registered as a RR (Registered Representative) and started their career in finance in 2024. Gexing has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

Aliases

Aaron Li

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gexing Li's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 5, 2026 - Present

BAIN CAPITAL MARKETS, LLC

Office #1: Suite 2501, Level 25, One Pacific Place 88 Queensway, Admiralty, Hong Kong
BD
CRD#: 175456
Hong Kong,
Past

November 13, 2024 - June 11, 2026

ARES MANAGEMENT CAPITAL MARKETS LLC

BD
CRD#: 166219
New York, NY
Past

September 12, 2024 - January 2, 2026

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

BD
CRD#: 119546
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/5/2026)
RR
Alaska
(8/5/2026)
RR
Arizona
(8/5/2026)
RR
Arkansas
(8/5/2026)
RR
California
(8/5/2026)
RR
Colorado
(8/5/2026)
RR
Connecticut
(8/5/2026)
RR
Delaware
(8/5/2026)
RR
District of Columbia
(8/5/2026)
RR
Florida
(8/5/2026)
RR
Georgia
(8/5/2026)
RR
Hawaii
(8/5/2026)
RR
Idaho
(8/5/2026)
RR
Illinois
(8/5/2026)
RR
Indiana
(8/5/2026)
RR
Iowa
(8/5/2026)
RR
Kansas
(8/5/2026)
RR
Kentucky
(8/5/2026)
RR
Louisiana
(8/5/2026)
RR
Maine
(8/5/2026)
RR
Maryland
(8/5/2026)
RR
Massachusetts
(8/5/2026)
RR
Michigan
(8/5/2026)
RR
Minnesota
(8/5/2026)
RR
Mississippi
(8/5/2026)
RR
Missouri
(8/5/2026)
RR
Montana
(8/5/2026)
RR
Nebraska
(8/5/2026)
RR
Nevada
(8/5/2026)
RR
New Hampshire
(8/5/2026)
RR
New Jersey
(8/5/2026)
RR
New Mexico
(8/5/2026)
RR
New York
(8/5/2026)
RR
North Carolina
(8/5/2026)
RR
North Dakota
(8/5/2026)
RR
Ohio
(8/5/2026)
RR
Oklahoma
(8/5/2026)
RR
Oregon
(8/5/2026)
RR
Pennsylvania
(8/5/2026)
RR
Puerto Rico
(8/5/2026)
RR
Rhode Island
(8/5/2026)
RR
South Carolina
(8/5/2026)
RR
South Dakota
(8/5/2026)
RR
Tennessee
(8/5/2026)
RR
Texas
(8/5/2026)
RR
Utah
(8/5/2026)
RR
Vermont
(8/5/2026)
RR
Virgin Islands
(8/5/2026)
RR
Virginia
(8/5/2026)
RR
Washington
(8/5/2026)
RR
West Virginia
(8/5/2026)
RR
Wisconsin
(8/5/2026)
RR
Wyoming
(8/5/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/30/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/12/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/7/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BAIN CAPITAL MARKETS, LLC
BAIN CAPITAL DISTRIBUTORS, LLC | ST. JAMES FUND DISTRIBUTORS, LLC | BAIN CAPITAL MARKETS, LLC

CRD#: 175456 / SEC#: , 8-69599

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Loading...

Contact information

Main Address
200 Clarendon Street, Boston, MA 02116
Mailing Address
200 Clarendon Street, Boston, MA 02116
Phone number
(617) 516-2318
Established
Delaware since 02/03/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BCFD, LLCSOLE MEMBER
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
FORTINO, ROBERT ANTHONYPRINCIPAL FINANCIAL OFFICER1905741
GAGE, CHRISTINE HOGANCHIEF COMPLIANCE OFFICER6469017
GLICK, STEVENCO-PRESIDENT2911274
MCARDLE, MICHAEL PATRICKCO-PRESIDENT6466234

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BAIN CAPITAL MARKETS, LLC

CRD#: 175456Hong Kong

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