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Gexing Li

BAIN CAPITAL MARKETS

Hong Kong,

·CRD# 7971800·3 years experience

Professional Summary

Gexing Li, who also goes by Aaron Li, is a registered financial advisor currently at BAIN CAPITAL MARKETS, LLC. Gexing is registered as a RR (Registered Representative) and started their career in finance in 2024. Gexing has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Aaron Li

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

BAIN CAPITAL MARKETS, LLC·CRD# 175456

BD

Suite 2501, Level 25, One Pacific Place 88 Queensway, Admiralty, Hong Kong

August 5, 2026 - Present

ARES MANAGEMENT CAPITAL MARKETS LLC·CRD# 166219

BD

New York, NY

November 13, 2024 - June 11, 2026

ARES WEALTH MANAGEMENT SOLUTIONS, LLC·CRD# 119546

BD

New York, NY

September 12, 2024 - January 2, 2026

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Current Firm

BC

BAIN CAPITAL MARKETS, LLC

BAIN CAPITAL DISTRIBUTORS, LLC | ST. JAMES FUND DISTRIBUTORS, LLC | BAIN CAPITAL MARKETS, LLC

CRD#: 175456 / SEC#: 8-69599

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

200 Clarendon Street, Boston, MA 02116

Mailing Address

200 Clarendon Street, Boston, MA 02116

Phone Number

(617) 516-2318

Established

Delaware since 02/03/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BCFD, LLC	SOLE MEMBER	—
DOHERTY, JAMES HUGH	PRINCIPAL OPERATIONS OFFICER	4197747
FORTINO, ROBERT ANTHONY	PRINCIPAL FINANCIAL OFFICER	1905741
GAGE, CHRISTINE HOGAN	CHIEF COMPLIANCE OFFICER	6469017
GLICK, STEVEN	CO-PRESIDENT	2911274
MCARDLE, MICHAEL PATRICK	CO-PRESIDENT	6466234

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(8/5/2026)

RR

Alaska
(8/5/2026)

RR

Arizona
(8/5/2026)

RR

Arkansas
(8/5/2026)

RR

California
(8/5/2026)

RR

Colorado
(8/5/2026)

RR

Connecticut
(8/5/2026)

RR

Delaware
(8/5/2026)

RR

District of Columbia
(8/5/2026)

RR

Florida
(8/5/2026)

RR

Georgia
(8/5/2026)

RR

Hawaii
(8/5/2026)

RR

Idaho
(8/5/2026)

RR

Illinois
(8/5/2026)

RR

Indiana
(8/5/2026)

RR

Iowa
(8/5/2026)

RR

Kansas
(8/5/2026)

RR

Kentucky
(8/5/2026)

RR

Louisiana
(8/5/2026)

RR

Maine
(8/5/2026)

RR

Maryland
(8/5/2026)

RR

Massachusetts
(8/5/2026)

RR

Michigan
(8/5/2026)

RR

Minnesota
(8/5/2026)

RR

Mississippi
(8/5/2026)

RR

Missouri
(8/5/2026)

RR

Montana
(8/5/2026)

RR

Nebraska
(8/5/2026)

RR

Nevada
(8/5/2026)

RR

New Hampshire
(8/5/2026)

RR

New Jersey
(8/5/2026)

RR

New Mexico
(8/5/2026)

RR

New York
(8/5/2026)

RR

North Carolina
(8/5/2026)

RR

North Dakota
(8/5/2026)

RR

Ohio
(8/5/2026)

RR

Oklahoma
(8/5/2026)

RR

Oregon
(8/5/2026)

RR

Pennsylvania
(8/5/2026)

RR

Puerto Rico
(8/5/2026)

RR

Rhode Island
(8/5/2026)

RR

South Carolina
(8/5/2026)

RR

South Dakota
(8/5/2026)

RR

Tennessee
(8/5/2026)

RR

Texas
(8/5/2026)

RR

Utah
(8/5/2026)

RR

Vermont
(8/5/2026)

RR

Virgin Islands
(8/5/2026)

RR

Virginia
(8/5/2026)

RR

Washington
(8/5/2026)

RR

West Virginia
(8/5/2026)

RR

Wisconsin
(8/5/2026)

RR

Wyoming
(8/5/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2024About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Sep 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2023About the SIE exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gexing Li's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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GL

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