Cole Shugart

GODSEY & GIBB WEALTH MANAGEMENT

Richmond, VA 23230

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CRD#: 7971615

Professional summary

Cole Shugart is a registered financial advisor currently at GODSEY & GIBB WEALTH MANAGEMENT located in Richmond, Virginia.

Cole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Cole has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)AGEE'S BICYCLES, 7439 W BROAD ST RICHMOND, VA 23294, SALES ASSOCIATE, 148 HRS PER MO, START DATE: 5/28/24, NOT INVESTMENT RELATED; 2) USING COLE@AGEES.COM TO CONDUCT EQUITABLE BUSINESS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Shugart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 23, 2025 - Present

GODSEY & GIBB WEALTH MANAGEMENT

Office #1: 6806 Paragon Pl, Ste 230, Richmond, VA 23230

RIA

CRD#: 105650

Richmond, VA

Past

December 5, 2024 - March 27, 2025

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

RICHMOND, VA

Past

October 22, 2024 - March 27, 2025

EQUITABLE ADVISORS, LLC

CRD#: 6627

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GODSEY & GIBB WEALTH MANAGEMENT

GODSEY & GIBB ASSOCIATES | PLANNED AHEAD BY GODSEY & GIBB WEALTH MANAGEMENT | GODSEY & GIBB WEALTH MANAGEMENT | GODSEY & GIBB INC

CRD#: 105650 / SEC#: 801-23685

RIA

Registered Investment Advisory firm - (3/5/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(7/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/12/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/14/2025

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 10/22/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 7/16/2024

Securities Industry Essentials Examination

Current Firm

GODSEY & GIBB WEALTH MANAGEMENT

GODSEY & GIBB ASSOCIATES | PLANNED AHEAD BY GODSEY & GIBB WEALTH MANAGEMENT | GODSEY & GIBB WEALTH MANAGEMENT | GODSEY & GIBB INC

CRD#: 105650 / SEC#: 801-23685

RIA

Registered Investment Advisory firm - (3/5/1985 Approved)

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Contact information

Main Address

6806 Paragon Pl, Ste 230, Richmond, VA 23230

Mailing Address

Phone number

(804) 285-7333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B - BROCHURE SUPPLEMENT (9/15/2025)

ADV PART II - A - BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,787
AUM (Assets Under Management)	$ 1,396,829,464

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/30/2025	Cover Page	Report
05/29/2024	Cover Page	Report
05/11/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cole Shugart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Shugart's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

GODSEY & GIBB WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/2024

Series 63

Date: 11/12/2024

Series 7TO

Date: 1/14/2025

Series 6TO

Date: 10/22/2024

SIE

Date: 7/16/2024

Current Firm

GODSEY & GIBB WEALTH MANAGEMENT

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GODSEY & GIBB WEALTH MANAGEMENT

TRUST BUT VERIFY

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