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Christopher Labarbera

CRD# 7970491·Registered 2024 - 2024
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Labarbera was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2024 - 2024. Christopher had worked at 1 firm and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

KEENAN FINANCIAL·CRD# 285673
RIA
Boston, MA
August 27, 2024 - September 19, 2024

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Current Firm

KF
KEENAN FINANCIAL

KEENAN FINANCIAL | KEENAN, LLC

CRD#: 285673 / SEC#: 801-129000
RIA
Registered Investment Advisory firm - SEC (11/2/2023 Approved)
Florida
Registered Investment Advisory firm - Florida (11/3/2023 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (11/3/2023 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (11/3/2023 Terminated)
New Hampshire
Registered Investment Advisory firm - New Hampshire (11/3/2023 Terminated)
New York
Registered Investment Advisory firm - New York (11/3/2023 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (11/21/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (11/6/2023 Terminated)
Rhode Island
Registered Investment Advisory firm - Rhode Island (11/8/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (11/3/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

7 Bulfinch Place Suite 302, Boston, MA 02114

Phone Number

(978) 270-1193

# of Employees

27

SEC notice filing (46 States and Territories)

Registered to provide investment advisory services in 46 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A KEENAN FINANCIAL (3/25/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,924

AUM (Assets Under Management)

$202,481,625

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The principal business of Christopher LaBarbera is that of an investment adviser representative and provider of financial planning services. Christopher LaBarbera is also an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Keenan Financial always acts in the best interest of the client, including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of Keenan Financial in connection with such individual's activities outside of Keenan Financial. Christopher LaBarbera spends approximately ten hours per month on this activity, none during securities trading hours.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEENAN FINANCIAL

KEENAN FINANCIAL | KEENAN, LLC

CRD#: 285673 / SEC#: 801-129000
RIA
Registered Investment Advisory firm - SEC (11/2/2023 Approved)
Florida
Registered Investment Advisory firm - Florida (11/3/2023 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (11/3/2023 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (11/3/2023 Terminated)
New Hampshire
Registered Investment Advisory firm - New Hampshire (11/3/2023 Terminated)
New York
Registered Investment Advisory firm - New York (11/3/2023 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (11/21/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (11/6/2023 Terminated)
Rhode Island
Registered Investment Advisory firm - Rhode Island (11/8/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (11/3/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2024About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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