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GN

Gustavo F. Neves

TORA TRADING SERVICES
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 7970136
GN

Professional summary

Gustavo Filipe Neves, who also goes by Gustavo Neves, is a registered financial professional currently at TORA TRADING SERVICES, LLC located in San Francisco, California.

Gustavo is registered as a RR (Registered Representative) and started their career in finance in 2025. Gustavo has worked at 1 firm and has passed the Series 27 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gustavo Neves

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gustavo Filipe Neves's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 29, 2025 - Present

TORA TRADING SERVICES, LLC

Office #1: 50 California Street Suite 300, San Francisco, CA 94111
BD
CRD#: 135423
San Francisco, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 9/29/2025
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TT
TORA TRADING SERVICES, LLC
TORA TRADING SERVICES, LLC

CRD#: 135423 / SEC#: , 8-66925

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
28 Liberty Street 58fl, New York, NY 10005
Mailing Address
28 Liberty Street Floor 56, New York, NY 10005
Phone number
(650) 513-6700
Established
Delaware since 01/27/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TORA TRADING SERVICES, LTD.SOLE OWNER
BALTOVSKI, ALEXANDERFINOP2350828
CUTLER, SETHDIRECTOR2594208
IAMSCICOV WEIGL, KATARINASECRETARY7893210
IAMSCICOV WEIGL, KATARINACHIEF COMPLIANCE OFFICER7893210
MALONEY, MICHAEL GMANAGING PRINCIPAL, DIRECTOR5728423
SIBLEY, JOHN HOLDENDIRECTOR5781488

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TORA TRADING SERVICES, LLC

CRD#: 135423San Francisco, CA 94111

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