RM
Ryan Morisey
TURNING POINT FINANCIAL
Frederick, MD 21703
Some features on this profile are disabled
CRD#: 7968719
RM
Professional summary
Ryan Morisey is a registered financial advisor currently at TURNING POINT FINANCIAL located in Frederick, Maryland.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Ryan has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ryan Morisey is an independent licensed insurance agent. From time to time, he will offer clients advice or products from those activities. Clients should be aware that these services pay a commission and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Turning Point Financial always acts in the best interest of the client, including the sale of commissionable products to advisory clients. Clients always have the right to decide whether or not to utilize the services of any representative of Turning Point Financial in such individual's outside capacities.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Morisey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 28, 2024 - Present
TURNING POINT FINANCIAL
Office #1: 7210 Corporate Ct. Ste A, Frederick, MD 21703RIA
CRD#: 301282
Frederick, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TURNING POINT FINANCIAL
TURNING POINT BENEFIT GROUP, INC. | TURNING POINT FINANCIAL
CRD#: 301282 / SEC#: 801-116895
RIA
Registered Investment Advisory firm - (7/3/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(8/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
TP
TURNING POINT FINANCIAL
TURNING POINT BENEFIT GROUP, INC. | TURNING POINT FINANCIAL
CRD#: 301282 / SEC#: 801-116895
RIA
Registered Investment Advisory firm - (7/3/2019 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7210 Corporate Ct. Ste A, Frederick, MD 21703
Mailing Address
Phone number
(301) 846-9336
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,659 |
| AUM (Assets Under Management) | $ 383,146,200 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
