Nicholas J. Ayala

ALIGN EQUITY GROUP

BOCA RATON, FL 33487

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CRD#: 7968279

Professional summary

Nicholas James Ayala is a registered financial advisor currently at ALIGN EQUITY GROUP located in Boca Raton, Florida.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Nicholas has worked at 1 firm and has passed the Series 63 and Series 65 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Ayala is Independent Insurance Agent and also owns multiple Accounting firms under the umbrella company D&N Capital Inc. and spends approximately 20% of his time per month in this capacity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas James Ayala's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2024 - Present

ALIGN EQUITY GROUP

Office #1: 759 Glouchester St, Boca Raton, FL 33487

RIA

CRD#: 332824

BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/2/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/1/2024

Uniform Investment Adviser Law Examination

Current Firm

ALIGN EQUITY GROUP

ALIGN EQUITY GROUP | ALIGN VENTURES LLC

CRD#: 332824 / SEC#:

Florida

Registered Investment Advisory firm - (11/20/2024 Approved)

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Contact information

Main Address

759 Glouchester St, Boca Raton, FL 33487

Mailing Address

Phone number

(561) 206-4441

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas J. Ayala

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas James Ayala's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALIGN EQUITY GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 10/2/2024

Series 65

Date: 8/1/2024

Current Firm

ALIGN EQUITY GROUP

Contact information

Documents

Red Flags

Company Information

ALIGN EQUITY GROUP

TRUST BUT VERIFY

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