James N. Eppes

EPPES WEALTH MANAGEMENT

SATELLITE BEACH, FL 32937

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CRD#: 7967347

Professional summary

James Norris Eppes, who also goes by Norris Eppes, is a registered financial advisor currently at EPPES WEALTH MANAGEMENT located in Satellite Beach, Florida.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. James has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Norris Eppes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

James Eppes is a part time, self-employed freelance copywriter. In James' role, he prepares written content to encourage consumers to purchase specific goods or services. This activity accounts for approximately 20% of his time, is not investment related, and does not pose a conflict of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Norris Eppes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2024 - Present

EPPES WEALTH MANAGEMENT

Office #1: 1110 Highway A1a Suite 207, Satellite Beach, FL 32937

RIA

CRD#: 332781

SATELLITE BEACH, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/3/2024)

IAR

South Carolina
(2/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/6/2024

Uniform Investment Adviser Law Examination

Current Firm

EPPES WEALTH MANAGEMENT

EPPES WEALTH MANAGEMENT | EPPES WEALTH MANAGEMENT, LLC

CRD#: 332781 / SEC#:

Florida

Registered Investment Advisory firm - (10/3/2024 Approved)

South Carolina

Registered Investment Advisory firm - (2/26/2025 Approved)

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Contact information

Main Address

1110 Highway A1a Suite 207, Satellite Beach, FL 32937

Mailing Address

Phone number

(321) 209-1391

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 34,661

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James N. Eppes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Norris Eppes's CRS (Customer Relationship Summary).

Certified licenses

Experience

EPPES WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/6/2024

Current Firm

EPPES WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EPPES WEALTH MANAGEMENT

TRUST BUT VERIFY

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