NG
Nathan Gertson
MACKAY FINANCIAL PLANNING
SPRINGFIELD, MO 65807
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CRD#: 7966752
NG
Professional summary
Nathan Gertson is a registered financial advisor currently at MACKAY FINANCIAL PLANNING, LLC located in Springfield, Missouri.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Nathan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Gertson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 6, 2024 - Present
MACKAY FINANCIAL PLANNING, LLC
Office #1: 2142 W. Chesterfield Blvd E201, Springfield, MO 65807RIA
CRD#: 169583
SPRINGFIELD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MACKAY FINANCIAL PLANNING, LLC
JIM MACKAY FINANCIAL PLANNING, LLC | MACKAY III, JAMES LEWIS | MACKAY FINANCIAL PLANNING, LLC
CRD#: 169583 / SEC#: 801-132302
RIA
Registered Investment Advisory firm - (4/7/2025 Approved)Arkansas
Registered Investment Advisory firm - (4/11/2025 Terminated)Missouri
Registered Investment Advisory firm - (4/7/2025 Terminated)Texas
Registered Investment Advisory firm - (4/7/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(8/6/2024)
IAR
Texas(2/28/2025)
Current Firm
MF
MACKAY FINANCIAL PLANNING, LLC
JIM MACKAY FINANCIAL PLANNING, LLC | MACKAY III, JAMES LEWIS | MACKAY FINANCIAL PLANNING, LLC
CRD#: 169583 / SEC#: 801-132302
RIA
Registered Investment Advisory firm - (4/7/2025 Approved)Arkansas
Registered Investment Advisory firm - (4/11/2025 Terminated)Missouri
Registered Investment Advisory firm - (4/7/2025 Terminated)Texas
Registered Investment Advisory firm - (4/7/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2142 W. Chesterfield Blvd E201, Springfield, MO 65807
Mailing Address
Phone number
(417) 268-9191
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 313 |
| AUM (Assets Under Management) | $ 140,115,580 |
Red Flags
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Company Information
MACKAY FINANCIAL PLANNING, LLC
CRD#: 169583Springfield, MO 65807TRUST BUT VERIFY
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