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AS

Aadeesh K. Shastry

Some features on this profile are disabled
CRD#: 7966732
AS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Aadeesh Kishan Shastry was a registered financial professional .

Aadeesh is a previously registered financial professional and started their career in finance in 2025. Aadeesh had worked at 2 firms and has passed the Series 63, Series 57TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 24, 2025 - March 26, 2025

XTX EXECUTION SERVICES LLC

BD
CRD#: 309266
NEW YORK, NY
Past

January 23, 2025 - March 26, 2025

XTX MARKETS LLC

BD
CRD#: 289846
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/28/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 12/17/2024
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 11/18/2024
Securities Industry Essentials Examination

Current Firm

XE
XTX EXECUTION SERVICES LLC
XTX EXECUTION SERVICES LLC

CRD#: 309266 / SEC#: , 8-70532

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
50 Hudson Yards 64th Floor, New York, NY 10001
Mailing Address
50 Hudson Yards 64th Floor, New York, NY 10001
Phone number
(212) 660-9930
Established
Delaware since 03/17/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
XTX HOLDINGS LLCSOLE MEMBER
BRINGUIER, ROBIN JEAN ROBERT MARIEHEAD OF U.S. OPERATIONS - PRINCIPAL OPERATIONS OFFICER7798550
DENIS, BERNARD HENRY IIICCO1969706
SCOTT, OLIVERFINOP - PRINCIPAL FINANCIAL OFFICER6882445
SWANSON, ERIC JOHNCEO5224320

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

XTX EXECUTION SERVICES LLC

CRD#: 309266

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