GN
Graham Niles
NILES ASSET MANAGEMENT,
Brushton, NY
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CRD#: 7966730
GN
Professional summary
Graham Niles is a registered financial advisor currently at NILES ASSET MANAGEMENT, INC located in Brushton, New York.
Graham is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Graham has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Graham Niles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 26, 2025 - Present
NILES ASSET MANAGEMENT, INC
RIA
CRD#: 107603
Brushton, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(2/26/2025)
Current Firm
NA
NILES ASSET MANAGEMENT, INC
NILES ASSET MANAGEMENT, INC | NILES WEALTH MANAGEMENT, INC | NILES ASSET MANAGEMENT, INC.
CRD#: 107603 / SEC#:
New York
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Contact information
Main Address
Brushton, NY
Mailing Address
Phone number
(518) 529-7832
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 233 |
| AUM (Assets Under Management) | $ 87,946,927 |
Red Flags
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