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KW

Kaiya N. Whitehead

FIN2
NEW YORK, NY 10120
Some features on this profile are disabled
CRD#: 7964524
KW
Kaiya Nicole WhiteheadFIN2

Professional summary

Kaiya Nicole Whitehead is a registered financial professional currently at FIN2 located in New York, New York.

Kaiya is registered as a RR (Registered Representative) and started their career in finance in 2025. Kaiya has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 99TO exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kaiya Nicole Whitehead's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 17, 2026 - Present

FIN2

Office #1: 112 West 34th St. 18th Floor, New York, NY 10120
BD
CRD#: 316863
NEW YORK, NY
Past

January 13, 2026 - July 24, 2026

GALAXY DIGITAL PARTNERS LLC

BD
CRD#: 289605
NEW YORK, NY
Past

January 7, 2025 - August 1, 2025

BETTERMENT SECURITIES

BD
CRD#: 47788
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(3/17/2026)
RR
New York
(3/17/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/15/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/28/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/7/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 10/2/2024
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

FI
FIN2
FIN2 | FIN2, LLC

CRD#: 316863 / SEC#: , 8-70818

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
112 W. 34th Street 18th Floor, New York, NY 10120
Mailing Address
112 W. 34th Street, New York, NY 10120
Phone number
(214) 557-3070
Established
Delaware since 10/04/2021
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GALAXY FIN2 LLCSOLE MEMBER
GEORGE, THOMAS KEITHFINOP, POO5378303
THATCHER, WILLIAM LESLIECCO/CEO2564782

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIN2

CRD#: 316863New York, NY 10120

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