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NT

Noah J. Takas

ALPINE SECURITIES
Scottsdale, AZ 85253
CRD#: 7964251
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NT
Noah James TakasALPINE SECURITIES

Professional summary

Noah James Takas, who also goes by Noah Takas, is a registered financial professional currently at ALPINE SECURITIES CORPORATION located in Scottsdale, Arizona.

Noah is registered as a RR (Registered Representative) and started their career in finance in 2024. Noah has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Aliases

Noah Takas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Noah James Takas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 8, 2026 - Present

ALPINE SECURITIES CORPORATION

Office #1: 7170 E. Mcdonald Dr., Suite 6, Scottsdale, AZ 85253
BD
CRD#: 14952
Scottsdale, AZ
Past

September 5, 2024 - January 22, 2026

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Tempe , AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(6/8/2026)
RR
Arkansas
(6/8/2026)
RR
California
(6/8/2026)
RR
Colorado
(6/8/2026)
RR
Delaware
(6/8/2026)
RR
District of Columbia
(6/8/2026)
RR
Florida
(6/8/2026)
RR
Georgia
(6/8/2026)
RR
Hawaii
(6/8/2026)
RR
Idaho
(6/8/2026)
RR
Illinois
(6/8/2026)
RR
Indiana
(6/8/2026)
RR
Iowa
(6/8/2026)
RR
Kansas
(6/8/2026)
RR
Kentucky
(6/8/2026)
RR
Louisiana
(6/8/2026)
RR
Maryland
(6/8/2026)
RR
Massachusetts
(6/8/2026)
RR
Michigan
(6/8/2026)
RR
Minnesota
(6/8/2026)
RR
Mississippi
(6/8/2026)
RR
Missouri
(6/8/2026)
RR
Montana
(6/8/2026)
RR
Nebraska
(6/8/2026)
RR
Nevada
(6/8/2026)
RR
New Jersey
(6/8/2026)
RR
New Mexico
(6/8/2026)
RR
New York
(6/8/2026)
RR
North Carolina
(6/8/2026)
RR
North Dakota
(6/8/2026)
RR
Ohio
(6/8/2026)
RR
Oklahoma
(6/8/2026)
RR
Oregon
(6/8/2026)
RR
Pennsylvania
(6/8/2026)
RR
Puerto Rico
(6/8/2026)
RR
Rhode Island
(6/8/2026)
RR
South Carolina
(6/8/2026)
RR
South Dakota
(6/8/2026)
RR
Tennessee
(6/8/2026)
RR
Texas
(6/8/2026)
RR
Utah
(6/9/2026)
RR
Vermont
(6/8/2026)
RR
Virginia
(6/8/2026)
RR
Washington
(6/8/2026)
RR
West Virginia
(6/8/2026)
RR
Wisconsin
(6/8/2026)
RR
Wyoming
(6/8/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/12/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/20/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/5/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/21/2024
Securities Industry Essentials Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

AS
ALPINE SECURITIES CORPORATION
ALPINE SECURITIES CORPORATION

CRD#: 14952 / SEC#: , 8-31464

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
39 Exchange Place, Salt Lake City, UT 84111
Mailing Address
39 Exchange Place, Salt Lake City, UT 84111
Phone number
(801) 320-1334
Established
Utah since 01/11/1984
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SCA CLEARING LLCSOLE SHAREHOLDER
COSMAN, JAMES AARONFINOP7208854
FOX, ROBERT MICHAELCCO4420688
HURRY, JOHN JOSEPHCCO - INVESTMENT ADVISER2146449
MARATEA, RAYMOND JERRYCEO2538056
WALSH, JOSEPH PATRICKCOO1519958

Disclosures

Regulatory Event45
Civil Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALPINE SECURITIES CORPORATION

CRD#: 14952Scottsdale, AZ 85253

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