William A. White

ROOKS WEALTH ADVISORS

CHATTANOOGA, TN 37403

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CRD#: 7963847

Professional summary

William Andrew White is a registered financial advisor currently at ROOKS WEALTH ADVISORS, LLC located in Chattanooga, Tennessee.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. William has worked at 3 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Andrew White's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2025 - Present

ROOKS WEALTH ADVISORS, LLC

Office #1: 412 Georgia Avenue Suite 236, Chattanooga, TN, 37403

RIA

CRD#: 316013

CHATTANOOGA, TN

Past

December 9, 2024 - January 13, 2025

TRINITY WEALTH SECURITIES, L.L.C.

CRD#: 104348

Nashville, TN

Past

July 29, 2024 - January 13, 2025

FLORIDA FINANCIAL ADVISORS, LLC

RIA

CRD#: 288811

Nashville, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/9/2025)

IAR

Tennessee
(1/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/23/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/6/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 12/9/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 6/11/2024

Securities Industry Essentials Examination

Current Firm

ROOKS WEALTH ADVISORS, LLC

CRD#: 316013 / SEC#:

Georgia

Registered Investment Advisory firm - (4/9/2025 Approved)

Tennessee

Registered Investment Advisory firm - (9/23/2021 Approved)

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Contact information

Main Address

412 Georgia Avenue Suite 236, Chattanooga, TN, 37403

Mailing Address

Phone number

(423) 690-8090

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	125
AUM (Assets Under Management)	$ 53,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William A. White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Andrew White's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROOKS WEALTH ADVISORS, LLC

TRINITY WEALTH SECURITIES, L.L.C.

FLORIDA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/23/2024

Series 65

Date: 7/6/2024

Series 6TO

Date: 12/9/2024

SIE

Date: 6/11/2024

Current Firm

ROOKS WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROOKS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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