Elizabeth A. Gauthier

RIVERWATER PARTNERS LLC

Milwaukee, WI 53202

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CRD#: 7962021

Professional summary

Elizabeth Ann Gauthier is a registered financial advisor currently at RIVERWATER PARTNERS LLC located in Milwaukee, Wisconsin.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Elizabeth has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Timbers Bar & Grill; Not investment related; St. Germain, Wisconsin; Food & Drink; Bartender/Server; Bartender/Server; 01/2023; 10 hours per month; 0 hours per month during securities trading hours; serve food and drinks to customers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Ann Gauthier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2024 - Present

RIVERWATER PARTNERS LLC

Office #1: 1433 N. Water Street Suite 303, Milwaukee, WI 53202

RIA

CRD#: 283540

Milwaukee, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIVERWATER PARTNERS LLC

RIVERWATER BLUE | RIVERWATER PARTNERS, LLC | RIVERWATER PARTNERS LLC

CRD#: 283540 / SEC#: 801-117635

RIA

Registered Investment Advisory firm - (11/14/2019 Approved)

Wisconsin

Registered Investment Advisory firm - (11/25/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(11/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/2024

Uniform Investment Adviser Law Examination

Current Firm

RIVERWATER PARTNERS LLC

RIVERWATER BLUE | RIVERWATER PARTNERS, LLC | RIVERWATER PARTNERS LLC

CRD#: 283540 / SEC#: 801-117635

RIA

Registered Investment Advisory firm - (11/14/2019 Approved)

Wisconsin

Registered Investment Advisory firm - (11/25/2019 Terminated)

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Contact information

Main Address

1433 N. Water Street Suite 303, Milwaukee, WI 53202

Mailing Address

Phone number

(414) 858-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIVERWATER PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	190
AUM (Assets Under Management)	$ 600,209,973

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/11/2024	Cover Page	Report
06/02/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Elizabeth A. Gauthier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Ann Gauthier's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIVERWATER PARTNERS LLC

Primary Firm SEC Registration

RIVERWATER PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/2024

Current Firm

RIVERWATER PARTNERS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RIVERWATER PARTNERS LLC

TRUST BUT VERIFY

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