VF
Victor J. Falck
WORLD EQUITY GROUP
Fresno, CA 93730
Some features on this profile are disabled
CRD#: 7961970
VF
Professional summary
Victor Joakim Falck, who also goes by VIctor J Falck, is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Fresno, California.
Victor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Victor has worked at 1 firm and has passed the Series 63, Series 65, Series 6TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Victor J Falck
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SKA Financial Group; Not Investment Related; 9477 N Fort Washington Rd, #102, Fresno, CA 93730; Nature: The business specializes mainly in the Life insurance space. The business also does some annuity, long-term care and health insurance; Posn/Title: Associate; Duties: My main duties relating to SKA Financial Group includes managing client policies. This includes recommending and managing a large number of indexed universal life policies, along with a significant amount of term life policies and a few annuities. I correspond with clients on a regular basis and provide reports and recommendations of indexed strategies within the indexed universal life policies; Start Date: 05/16/2022; approximate number of hours/month devoted to the Outside Business: 160 Hrs; No of Hrs during trading: 160 Hrs. 2) Falck Soccer Consultancy Services; Not Investment Related; 7528 N Millbrook Ave, CA 93720; Nature: Falck Soccer Consultancy Services is a Sole Proprietorship I set up in April of 2024. The goal of the Business is to assist local talented youth in growing as soccer players while also aiding in the recruitment process for college. The vast majority of the time is spent on the soccer field through 1on1 or small group training sessions. A small minority of time is spent on creating highlight videos, workout plans, and other guidance for the youth to succeed on the field.; Posn/Title: Owner/Proprietor; Start Date: 04/09/2024; approximate number of hours/month devoted to the Outside Business: 24 Hrs; No of Hrs during trading: 0 Hrs; Duties: I design the training sessions, coach the training sessions, and provide advice on how to grow as a soccer player. create highlight videos for youth who are approaching the college recruitment process, I assist with developing workout regimes to improve soccer-specific athleticism, and give general advice with regards to choosing the right youth club in the area, the college recruitment process, etc.
CRS (Client Relationship Summary) - RIA
Click below to view Victor Joakim Falck's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Victor Joakim Falck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2024 - Present
WORLD EQUITY GROUP, INC.
Office #1: 9477 N. Fort Washington Suite 102, Fresno, CA 93730RIA
BD
CRD#: 29087
Fresno, CA
Current
October 7, 2024 - Present
WORLD EQUITY GROUP, INC.
Office #1: 9477 N. Fort Washington Suite 102, Fresno, CA 93730RIA
BD
CRD#: 29087
Fresno, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(7/31/2024)
RR
California(10/7/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 10/7/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 10/7/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
