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TC

Tomas E. Choukroun

QUINCY CASS ASSOCIATES
Los Angeles, CA 90025
Some features on this profile are disabled
CRD#: 7961099
TC

Professional summary

Tomas Elie Choukroun is a registered financial professional currently at QUINCY CASS ASSOCIATES, INCORPORATED located in Los Angeles, California.

Tomas is registered as a RR (Registered Representative) and started their career in finance in 2025. Tomas has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tomas Elie Choukroun's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 11, 2025 - Present

QUINCY CASS ASSOCIATES, INCORPORATED

Office #1: 11111 Santa Monica Blvd Suite 1650, Los Angeles, CA 90025
BD
CRD#: 686
Los Angeles, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/26/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/26/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/11/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/16/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

QC
QUINCY CASS ASSOCIATES, INCORPORATED
QUINCY CASS ASSOCIATES, INC. | QUINCY CASS ASSOCIATES, INCORPORATED

CRD#: 686 / SEC#: , 8-5743

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
11111 Santa Monica Blvd Suite 1650, Los Angeles, CA 90025
Mailing Address
11111 Santa Monica Blvd. Suite 1650, Los Angeles, CA 90025
Phone number
(310) 473-4411
Established
California since 02/14/1933
Firm type
Corporation
Fiscal year end
November
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
MINICHIELLO, MARK CHARLESC.E.O / ROSFP / CHIEF COMPLIANCE OFFICER1863304
CHAVEZ, GUADALUPE BENITEZSHARHOLDER4524777
TERRAZAS, REBECCASHAREHOLDER4745911
RAVITZ, JO -ANSHAREHOLDER
ADAMS, DEANNA MARIACHIEF INVESTMENT OFFICER7475707
GUAY, DANIEL ROBERTCHIEF FINANCIAL OFFICER / FINOP4015808

Disclosures

Regulatory Event6
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUINCY CASS ASSOCIATES, INCORPORATED

CRD#: 686Los Angeles, CA 90025

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