DW
David A. West
NUANCE INVESTMENTS
Kansas City, MO 64112
Some features on this profile are disabled
CRD#: 7960975
DW
Professional summary
David Adam West is a registered financial advisor currently at NUANCE INVESTMENTS, LLC located in Kansas City, Missouri.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. David has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Adam West's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 2024 - Present
NUANCE INVESTMENTS, LLC
Office #1: 4900 Main Street Suite 220, Kansas City, MO 64112RIA
CRD#: 148534
Kansas City, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NUANCE INVESTMENTS, LLC
MARINER VALUE STRATEGIES, LLC | NUANCE INVESTMENTS, LLC
CRD#: 148534 / SEC#: 801-69682
RIA
Registered Investment Advisory firm - (10/22/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(7/23/2024)
IAR
Texas(7/23/2024)
Exams
Current Firm
NI
NUANCE INVESTMENTS, LLC
MARINER VALUE STRATEGIES, LLC | NUANCE INVESTMENTS, LLC
CRD#: 148534 / SEC#: 801-69682
RIA
Registered Investment Advisory firm - (10/22/2008 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4900 Main Street Suite 220, Kansas City, MO 64112
Mailing Address
Phone number
(816) 743-7080
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 419 |
| AUM (Assets Under Management) | $ 2,845,896,775 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
