Luke Regnier
Professional summary
Luke Regnier, who also goes by Luke Ryan Regnier, is a registered financial professional currently at GLC SECURITIES, LLC located in Denver, Colorado.
Luke is registered as a RR (Registered Representative) and started their career in finance in 2024. Luke has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luke Regnier's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 11, 2024 - Present
GLC SECURITIES, LLC
Office #1: 1125 17th Street Suite 2340, Denver, CO 80202State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/25/2024)
(11/11/2024)
(11/25/2024)
Exams
Series 79TO
Date: 11/11/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GLC SECURITIES, LLC
CRD#: 153581 / SEC#: , 8-68557
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLC ADVISORS & CO. HOLDINGS, LLC | OWNER | |
| BENNINGER, THOMAS MICHAEL | PRINCIPAL | |
| HAN, ABRAHAM T | PRINCIPAL | |
| KINZER, CAROL ANN | FINOP/CFO | 4519471 |
| REYNERTSON, JON SOREN | PRINCIPAL/CEO/CCO |
Red Flags
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